Landoak Securities, LLC (Knoxville)

Landoak Securities, LLC is a large advisory firm based in Knoxville. It manages $25.95 million of regulatory assets for 393 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Florida, Georgia, and 5 other states.

Landoak Securities provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and pension consulting services. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Landoak Securities: assets under management

The assets under management (AUM) of Landoak Securities, LLC is $25.95 million. The company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Landoak Securities, LLC for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Landoak Securities, LLC

Landoak Securities, LLC is owned by Patrick Lansing Martin. Charles Christopher Matthews joined the executive team most recently as the Finop / Chief Financial Officer / Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Patrick Lansing Martin	Chief manager/owner	1 Apr 1996	25% - 50%	321489
Mike Allen Atkins	Secretary/owner	1 Apr 1996	25% - 50%	1335631
Jerome Andrew Pope	Compliance off., fin/op./owner	1 Apr 1996	Other	2582513
Michael Edward Cox	Planner/owner	1 Apr 1996	Other	2129658
Lytle Alexander Rather	Planner/owner	1 Apr 1996	Other	1897153
John Douglas Baxley	Compliance officer, finop	1 Jan 2003	Other	3214809
Charles Christopher Matthews	Finop / chief financial officer / chief compliance officer	1 Feb 2007	Other	4954733

Based in Knoxville

The principal office where Landoak Securities, LLC performs its advisory services is located at 10267 Kingston Pike, Knoxville, TN 37922, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.