Northgate Capital, L.P. (Danville)

Name: Northgate Capital, L.P.
Address: 649 San Ramon Valley Blvd, Danville, CA, 94526
Telephone: 925-820-9970

Northgate Capital, L.P. is a large advisory firm based in Danville. It manages $4.33 billion of regulatory assets for 57 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdiction of California.

Northgate Capital provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Northgate Capital: assets under management

The assets under management (AUM) of Northgate Capital, L.P. is $4.33 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 2399% since the beginning of its operation, and $377.87 million of the total AUM is attributable to clients outside of the United States.

The firm manages $4.33 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $76.05 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Northgate Capital, L.P. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Ali Nmn Ojjeh serves?

The only and largest group of clients of Ali Nmn Ojjeh is pooled investment vehicles with 57 clients and $4.33 billion of assets under management. Among the 10 most similar advisory firms, Northgate Capital has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $4.33 billion for 57 clients. 18% of the firm’s clients are foreign persons or businesses.

Northgate Capital also advises several private funds. Namely, thirty private equity funds and twenty seven venture capital funds. The minimum investment commitment required of non-related persons ranges from $0 to $40,000,000.

Careers at Northgate Capital, L.P.

The company employs 54 people that are either part- or full-time employees. 48 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There are 3 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Ali Nmn Ojjeh has been acting as President since 1 Jul 2016. Lawrence (Nmn) Cowen joined the executive team most recently as the Chief Compliance Officer & General Counsel.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Mark Edward Harris	Limited partner/senior advisor	1 Dec 2005	Other	4891146
Brent Michael Jones	Limited partner	1 Dec 2005	Other	4891147
Jared Walker Stone	Limited partner/senior advisor	1 Dec 2005	Other	4891149
Thomas Arthur Vardell	Limited partner	1 Dec 2005	Other	4891157
Hosein Khajeh Hosseiny	Limited partner	1 Dec 2005	Other	4891181
Llc Northgate Capital	General partner	1 Dec 2005	Other	133620
Thomas Arthur Vardel	Limited partner	1 Dec 2005	Other	4891157
Carol S. Christensen	Limited partner/chief compliance officer/chief financial officer	1 Dec 2005	Other	4341812
Carol S. Christensen	Senior adivsor	1 Jul 2009	Other	4341812
Robert Kennedy West	Chief financial officer/chief compliance officer	1 Jul 2009	Other	4368217
Inc. Religare Global Asset Management	Member	1 Sep 2010	50% - 75%	36-4675156
Inc. Religare Global Asset Management (Usa)	Limited partner	1 Sep 2010	50% - 75%	80-0641621
Religare Global Asset Management Co. (Uk) Limited	Limited partner	1 Sep 2010	50% - 75%	foreign
Rhc Financial Services (Mauritius) Limited	Limited partner	1 Sep 2010	50% - 75%	foreign
Rhc Holding Private Limited	Limited partner	1 Sep 2010	50% - 75%	foreign
Moez R Virani	Chief operating officer/chief financial officer	1 Jun 2011	Other	5656787
Moez Virani	Chief operating officer/chief financial officer	1 Jun 2011	Other	5656787
Carol S. Christensen	Chief compliance officer	1 Aug 2011	Other	4341812
Hosein Khajeh Hosseiny	Chief executive officer	1 Jul 2016	Other	4891181
L.L.C. Tcp Ng (U.S.)	Limited partner	1 Jul 2016	75% - 100%	81-3171792
Ali Nmn Ojjeh	Chairman	1 Jul 2016	Other	6691103
Lawrence (Nmn) Cowen	Chief compliance officer & general counsel	1 Feb 2017	Other	5006593

Indirect Owners

The SEC currently registers 15 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Malvinder Mohan Singh	Shareholder	1 Jan 2005	25% - 50%	5778146
Shivinder Mohan Singh	Shareholder	1 Jan 2005	25% - 50%	5778145
Japna Malvinder Singh	Shareholder	1 Jul 2006	25% - 50%	5904581
Aditi Shivinder Singh	Shareholder	1 Jul 2006	25% - 50%	5904585
Religare Enterprises Limited	Shareholder	1 Dec 2010	75% - 100%	n/a
Religare Enterprises Limited	Shareholder	1 Oct 2011	75% - 100%	n/a
Rgam Investment Adviser Private Limited	Shareholder	1 May 2012	75% - 100%	n/a
Rgam Corporation Private Limited	Shareholder	1 May 2012	75% - 100%	n/a
L.L.C. Tcp Ng (U.S.) Ii	Member	1 Jul 2016	75% - 100%	35-2565891
Tcp Ng (U.K.) Ltd.	Shareholder	1 Jul 2016	75% - 100%	na
The Capital Partnership Group Limited	Shareholder	1 Jul 2016	75% - 100%	na
Quattro International Investments Limited	Shareholder	1 Jul 2016	25% - 50%	na
Clermont Corporate Services Limited As Trustee Of The Quattro Trust	Shareholder	1 Jul 2016	25% - 50%	na
Fair Services Holdings S.A.	Shareholder	1 Jul 2016	25% - 50%	na
Clermont Corporate Services Limited As Trustee Of The Sakab Trust	Shareholder	1 Jul 2016	25% - 50%	na

Based in Danville

The principal office where Northgate Capital, L.P. performs its advisory services is located at 649 San Ramon Valley Blvd, Danville, CA 94526, which is also the mailing address of the firm. An additional office of the firm is in San Francisco, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 925-820-9970 or by fax 925-820-9994. The normal business hours are 9:00 - 5:00 on Monday - Friday. You can find more information about the New York firm at northgate.com/ and its LinkedIn profile.