Sparta Asset Management, LLC is a large advisory firm based in Rosemont. It manages $116.7 million of regulatory assets for 12 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of Delaware, Illinois, New York, and Washington.
Sparta Asset Management provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Sparta Asset Management, LLC is $116.7 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -33% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Sparta Asset Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
Ryan Patrick Carr has served as the Chief Investment Officer since 1 Sep 2007. Neal Allen Wilkinson joined the executive team most recently as the Chief Compliance Officer / Ceo.
The principal office where Sparta Asset Management, LLC performs its advisory services is located at One O'hare Centre, 6250 N. River Road, Rosemont, IL 60018, which is also the mailing address of the firm. An additional office of the firm is in Bellevue, WA. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 847-993-8100 or by fax 847-692-2245. The normal business hours are 8:30 am to 5:00 pm on Monday - Friday.