Longview Asset Management, LLC (Santa Fe)

Name: Longview Asset Management, LLC
Address: 124 West Palace Avenue, Santa Fe, NM, 87501
Telephone: (505) 988-9555

Longview Asset Management, LLC is a large advisory firm based in Santa Fe. It manages $116.17 million of regulatory assets for 354 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of California, Louisiana, New Mexico, Texas, and Vermont.

Longview Asset Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and retirement plan services. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

Longview Asset Management: assets under management

The assets under management (AUM) of Longview Asset Management, LLC is $116.17 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 263% since the beginning of its operation, and $679.16 thousand of the total AUM is attributable to clients outside of the United States.

The firm manages $116.17 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $328.17 thousand each.

Investments

The firm invests in investment and business development companies the most. They account for 90% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 4% of the firm’s portfolio. Investments in exchange traded securities form 3% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Longview Asset Management, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Lillia Elizabeth Roy serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Lillia Elizabeth Roy is high net worth individuals with 36 clients and $67 million of assets under management. Among the 6 most similar advisory firms, Longview Asset Management has the 3rd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $105.77 million for 133 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 2% of the firm’s clients are foreign persons or businesses.

Longview Asset Management doesn't advise any private funds.

Careers at Longview Asset Management, LLC

The company employs 6 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Lillia Elizabeth Roy has been acting as President since 1 Sep 2002. Sightline Ltd. joined the executive team most recently as the Member.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
David Aaron Cantor	Principal/chief compliance officer	1 Sep 2002	Other	1237872
Lillia Elizabeth Roy	Director	1 Sep 2002	50% - 75%	1131706
Inc. Raven'swing Asset Management	Member	1 Apr 2004	75% - 100%	118234
Mindful Investment Management Company	Member	1 Apr 2004	50% - 75%	115684
Sightline Ltd.	Member	1 Jul 2015	Other	47-4319613
Harlan Myles Flint	Principal	1 Jul 2015	Other	1263261

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Lillia Elizabeth Roy	President	1 Mar 1999	75% - 100%	1131706
David Aaron Cantor	Principal	1 Jul 2000	75% - 100%	1237872
Harlan Myles Flint	Principal	1 Jun 2015	75% - 100%	1263261

Based in Santa Fe

The principal office where Longview Asset Management, LLC performs its advisory services is located at 124 West Palace Avenue, Santa Fe, NM 87501 The mailing address of the firm is Po Box 2147, Santa Fe, NM 87504 2147. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (505) 988-9555 or by fax (505) 992-0299. The normal business hours are 9:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at longviewasset.com and its LinkedIn profile.