London And Capital Wealth Advisers Ltd (London)

Name: London And Capital Wealth Advisers Ltd
Address: Two Fitzroy Place, London, W1 T 3 Jj
Telephone: +44 207 396 3200

London And Capital Wealth Advisers Ltd is a large advisory firm based in London. It manages $2 billion of regulatory assets for 1,610 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdictions of California, Florida, Illinois, and 7 other states.

London And Capital Wealth Advisers provides portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, and educational seminars and workshops. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

London And Capital Wealth Advisers: assets under management

The assets under management (AUM) of London And Capital Wealth Advisers Ltd is $2 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 24% since the beginning of its operation, and $1.36 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $2 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.24 million each.

Investments

The firm invests in investment grade corporate bonds the most. They account for 45% of the total AUM. The second-largest asset type is exchange traded securities, which make up 23% of the firm’s portfolio. Investments in non-investment grade corporate bonds form 14% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay London And Capital Wealth Advisers Ltd for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Daniel Keith Freedman serves?

The firm provides services to insurance companies, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Daniel Keith Freedman is high net worth individuals with 455 clients and $1.06 billion of assets under management. Among the 7 most similar advisory firms, London And Capital Wealth Advisers has the 2nd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $1.79 billion for 672 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 75% of the firm’s clients are foreign persons or businesses.

London And Capital Wealth Advisers doesn't advise any private funds.

Careers at London And Capital Wealth Advisers Ltd

The company employs 29 people that are either part- or full-time employees. 34 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There are 20 people with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Daniel Keith Freedman has been acting as President since 1 May 2004. Pau Morilla Giner has served as the Chief Investment Officer since 1 Jun 2019 and Guy Andrew Mcglashan is the Chief Executive Officer of London And Capital Wealth Advisers Ltd family office. James Hamper joined the executive team most recently as the Chief Finance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
London And Capital Group Ltd	Shareholder	1 Oct 1988	75% - 100%	foreign entity
Daniel Keith Freedman	Director	1 May 2004	Other	4832895
Anthony Hugh Mcloughlin	Chief operating officer	1 May 2004	Other	4832897
Clifford Reginald Ongley	Chief compliance officer	1 May 2004	Other	4832900
Guy Andrew Mcglashan	Chief executive officer	1 Jun 2017	Other	6833122
Dominic Timothy Edward Crabb	Chief compliance officer	1 Aug 2018	Other	7025333
James Hamper	Chief finance officer	1 Jun 2019	Other	7025334
Pau Morilla Giner	Chief investment officer	1 Jun 2019	Other	6124866
Iain Richard Tate	Director	1 Jun 2019	Other	7177739

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Daniel Keith Freedman	Shareholder	1 Dec 1986	75% - 100%	4832895

Based in London

The principal office where London And Capital Wealth Advisers Ltd performs its advisory services is located at Two Fitzroy Place, London, W1 T 3 Jj, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number +44 207 396 3200 or by fax +44 207 396 3201. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at londonandcapital.com and its LinkedIn profile.