Gpb Capital Holdings, LLC (New York)

Name: Gpb Capital Holdings, LLC
Address: 535 West 24 Th Street, New York, NY, 10011
Telephone: 212.235.2650

Gpb Capital Holdings, LLC is a large advisory firm based in New York. It manages $335.78 million of regulatory assets for 9 client accounts. It has been registered with the SEC as an adviser since 2014.

Gpb Capital Holdings provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Gpb Capital Holdings: assets under management

The assets under management (AUM) of Gpb Capital Holdings, LLC is $335.78 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 1684% since the beginning of its operation, and $59.04 million of the total AUM is attributable to clients outside of the United States.

The firm manages $335.78 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $37.31 million each.

Gpb Capital Holdings has custody of $307.07 million in cash and securities for 7 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Gpb Capital Holdings, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Gpb Capital Holdings serves?

The only and largest group of clients of Gpb Capital Holdings is pooled investment vehicles with 9 clients and $335.78 million of assets under management. Among the 10 most similar advisory firms, Gpb Capital Holdings has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $335.78 million for 9 clients. 11% of the firm’s clients are foreign persons or businesses.

Gpb Capital Holdings also advises several private funds. Namely, two other private funds. The minimum investment commitment required of non-related persons ranges from $50,000 to $100,000.

Careers at Gpb Capital Holdings, LLC

The company employs 80 people that are either part- or full-time employees. 19 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Brian Marshall	Coo	1 Jan 2013	Other	6449879
Richard Cardali	Cco	1 Jan 2014	Other	5381370
David Gentile	Managing member	1 Jan 2014	75% - 100%	xxx-xx-xxxx
David Carmelo Gentile	Managing member	1 Jan 2014	75% - 100%	xxx-xx-xxxx
Gery Joseph Sadzewicz	Cco	1 Apr 2014	Other	1090963
William Jacoby	Cfo and cco	1 Feb 2015	Other	1933231
William Edward Jacoby	Chief financial officer	1 Feb 2015	Other	1933231
Roger Ethan Anscher	Chief operating officer	1 Jan 2016	Other	4926300
Jeffrey Scott Schultz	Senior counsel, chief compliance officer	1 Apr 2016	Other	4390536
Jeffrey S Schultz	Senior counsel, chief compliance officer	1 Apr 2016	Other	4390536
Minchung Nmn Kgil	Chief financial officer	1 Sep 2016	Other	6762525
Craig Keith Goos	Chief operating officer	1 Apr 2017	Other	2653935
Joyce Ann Mumma	Chief compliance officer	1 Feb 2018	Other	2166682
Daniel Michael Diamond	Chief compliance officer	1 Apr 2018	Other	6823360
Kyle Richard Brengel	Chief financial officer	1 May 2018	Other	5795953
James Arthur Prestiano	Chief compliance officer	1 Aug 2018	Other	7001643
Michael Steven Cohn	Chief compliance officer	1 Oct 2018	Other	1302783
Michael Steven Cohn	Chief compliance officer	1 Nov 2018	Other	1302783

Based in New York

The principal office where Gpb Capital Holdings, LLC performs its advisory services is located at 535 West 24 Th Street, New York, NY 10011, which is also the mailing address of the firm. An additional office of the firm is in Garden City, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212.235.2650. The normal business hours are 8:30 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at gpb-cap.com.