Robertson Opportunity Capital, LLC (Dallas)


Robertson Opportunity Capital, LLC is a large advisory firm based in Dallas. It manages $181.82 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdiction of Texas.

Robertson Opportunity Capital provides portfolio management for pooled investment vehicles and investment advisory services to high net worth individuals. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Robertson Opportunity Capital: assets under management

The assets under management (AUM) of Robertson Opportunity Capital, LLC is $181.82 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 33% since the beginning of its operation, and $6.67 million of the total AUM is attributable to clients outside of the United States.

The firm manages $181.82 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $60.61 million each.

Investments

The firm invests in exchange traded securities the most. They account for 48% of the total AUM. The second-largest asset type is non-investment grade corporate bonds, which make up 45% of the firm’s portfolio. Investments in cash and cash equivalents form 7% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Robertson Opportunity Capital, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients J Brett Robertson serves?

The only and largest group of clients of J Brett Robertson is pooled investment vehicles with 2 clients and $181.39 million of assets under management. Among the 5 most similar advisory firms, Robertson Opportunity Capital has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $181.39 million for 2 clients. 33% of the firm’s clients are foreign persons or businesses.

Robertson Opportunity Capital also advises several private funds. Namely, two hedge funds. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.

Careers at Robertson Opportunity Capital, LLC

The company employs 6 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

J Brett Robertson has been acting as President since 1 Jan 2002. Arindum Dutta joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
James Brett Robertson President and chief compliance officer 1 Feb 1995 75% - 100% 2287416
Brett Christian Neubert Member 1 Mar 2001 Other 1171273
J Brett Robertson President 1 Jan 2002 75% - 100% 2287416
James Brett Robertson President 1 Jan 2002 75% - 100% 2287416
Loren Sauer Chief compliance officer and chief financial officer 1 Jan 2005 Other 5045885
Loren Russell Sauer Chief compliance officer and chief financial officer 1 Jan 2005 Other 5045885
Arindum Dutta Chief compliance officer 1 Mar 2017 Other 6776190

Based in Dallas

The principal office where Robertson Opportunity Capital, LLC performs its advisory services is located at 8117 Preston Road, Dallas, TX 75225, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 972-713-5001 or by fax 972-713-5022. The normal business hours are 8:15am - 5:00pm on Monday - Friday. You can find more information about the New York firm at rocapital.com.