Powers Capital Investments, Inc. (Anaheim Hills)

Name: Powers Capital Investments, Inc.
Address: 8141 East Kaiser Blvd., Anaheim Hills, CA, 92808 2241
Telephone: 714-282-1566

Powers Capital Investments, Inc. is a large advisory firm based in Anaheim Hills. It manages $181.88 million of regulatory assets for 673 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of Arizona, California, Louisiana, and Texas.

Powers Capital Investments provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, pension consulting services, selection of other advisers, educational seminars and workshops, and advisory referral services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Powers Capital Investments: assets under management

The assets under management (AUM) of Powers Capital Investments, Inc. is $181.88 million. The firm's AUM has grown by 44% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $181.48 million in discretionary accounts and $399.57 thousand in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $270.46 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $199.79 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Powers Capital Investments, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Powers Capital Investments, Inc.

Deborah Powers has been acting as President since 1 Mar 2014. Llc Focus Operating joined the executive team most recently as the Member.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Patrick David Powers	Ceo/cio	1 Aug 2007	Other	1583912
Michael Angelo Allbee	Chief compliance officer	1 Aug 2007	Other	5411348
Patrick D. Powers And Tracy A. Powers Revocable Trust Dtd 11/1/2002	Owner	1 Aug 2007	75% - 100%	xxx-xx-xxxx
2011 Patrick D. Powers Family Trust Dated March 11	Owner	1 Mar 2011	75% - 100%	xxx-xx-xxxx
Deborah Powers	Vice president/director	1 Mar 2014	Other	6314741
Llc Focus Operating	Member	1 Jan 2016	75% - 100%	20-8161914

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Llc Focus Financial Partners	Member	1 Jan 2007	75% - 100%	16-1728260
Tracy Ann Powers	Trustee	1 Aug 2007	50% - 75%	5413814
Patrick David Powers	Trustee	1 Mar 2011	75% - 100%	1583912
Deborah Powers	Trustee	1 Aug 2013	Other	6314741

Based in Anaheim Hills

The principal office where Powers Capital Investments, Inc. performs its advisory services is located at 8141 East Kaiser Blvd., Anaheim Hills, CA 92808 2241, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 714-282-1566 or by fax 714-282-1563. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at powerscapital.com.