Samoset Asset Management Company LLC (Darien)

Name: Samoset Asset Management Company LLC
Address: 1540 Boston Post Road, Darien, CT, 06820 5900
Telephone: 203-656-9643

Samoset Asset Management Company LLC is a large advisory firm based in Darien. It manages $114.88 million of regulatory assets for 282 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of Florida, Maine, Massachusetts, and New Hampshire.

Samoset Asset Management Company provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and pension consulting services. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

Samoset Asset Management Company: assets under management

The assets under management (AUM) of Samoset Asset Management Company LLC is $114.88 million. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $7.67 million in discretionary accounts and $107.21 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $207.35 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $437.59 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Samoset Asset Management Company LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Samoset Asset Management Company LLC

Thomas Grant Hoffman has served as the Chief Investment Officer since 1 Feb 2008 and John Alexander Straus is the Chief Executive Officer of Samoset Asset Management Company LLC family office. Samoset Capital Group Llc joined the executive team most recently as the Member.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Samoset Capital Group Llc	Member	1 Oct 2007	75% - 100%	20-5801296
Peter Ruhlin	Chief operating officer	1 Oct 2007	Other	5521744
William Roy Battey	Chairman and chief executive officer	1 Oct 2007	Other	867842
Clark Richard Vannostrand	Chief financial officer/chief compliance officer	1 Oct 2007	Other	1862020
David Morley Litt	Head of product development	1 Oct 2007	Other	1994324
Peter Stuart Milhaupt	Head of sales and marketing	1 Oct 2007	Other	728310
Thomas Grant Hoffman	Chief investment officer	1 Feb 2008	Other	1490707
John Alexander Straus	Chief executive officer	1 Jun 2010	Other	730182

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Peter Ruhlin	Member/board member	1 Jul 2007	25% - 50%	5521744
William Roy Battey	Member/board member	1 Jul 2007	25% - 50%	867842

Based in Darien

The principal office where Samoset Asset Management Company LLC performs its advisory services is located at 1540 Boston Post Road, Darien, CT 06820 5900, which is also the mailing address of the firm. An additional office of the firm is in Bedford, NH. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-656-9643 or by fax 203-202-9637. The normal business hours are 9:00 a.m. - 6:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.samosetllc.com.