Sicor Securities Inc (Dayton)

Name: Sicor Securities Inc
Address: 6500 Poe Avenue, Dayton, OH, 45414 2556
Telephone: 937-890-3101

Sicor Securities Inc is an adviser based in Dayton. It manages $18.3 million of regulatory assets for 147 client accounts. It has been registered with the SEC as an adviser since 2002.

Sicor Securities provides financial planning services, portfolio management for individuals and small businesses, and pension consulting services. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

Sicor Securities: assets under management

The assets under management (AUM) of Sicor Securities Inc is $18.3 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -52% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $18.3 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $124.46 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Sicor Securities Inc for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Sicor Securities Inc

Sara Ann Merrick has been acting as President since 1 Jan 1998. Gregory Lunar Merrick joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Judith D Bon	Trustee of judith d bon revocable living trust	1 Dec 1992	Other	xxx-xx-xxxx
Sara Ann Merrick	Secretary/v-pres/director	1 Jan 1998	Other	2672417
Clay Asset Management Company	Stock holder	1 Jun 1999	Other	36-3999518
The Ralph Demange Asset Management Company	Stock holder	1 Aug 1999	Other	31-6540186
Cadre Asset Management Company	Stock holder	1 Aug 1999	Other	31-1576828
Judith D Bon Revocable Living Trust	Stockholder	1 Aug 1999	Other	xxx-xx-xxxx
The Demange Asset Management Co	Stock holder	1 Nov 1999	Other	36-3999519
Gregory Lunar Merrick	President/director	1 Oct 2000	Other	2933448
Tis Holdings Inc	Corporate holding company	1 Oct 2002	75% - 100%	31-1646321
Gregory Lunar Merrick	Financial & operations principal	1 Dec 2002	Other	2933448
Gregory Lunar Merrick	Chief compliance officer	1 Mar 2004	Other	2933448

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
S & P Business Trust	Business trust	1 Jul 1998	50% - 75%	31-6621534
Sara Ann Merrick	Trustee of s & p business trust	1 Jul 1998	50% - 75%	2672417

Based in Dayton

The principal office where Sicor Securities Inc performs its advisory services is located at 6500 Poe Avenue, Dayton, OH 45414 2556, which is also the mailing address of the firm. An additional office of the firm is in Maryville, IL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 937-890-3101 or by fax 937-890-7850. The normal business hours are 9am to 5pm on Monday - Friday. You can find more information about the New York firm at towerequities.com.