Redwoods Global Asset Management, LLC (San Francisco)

Redwoods Global Asset Management, LLC is a large advisory firm based in San Francisco. It manages $3.04 billion of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2005.

Redwoods Global Asset Management provides portfolio management for pooled investment vehicles, pension consulting services, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Redwoods Global Asset Management: assets under management

The assets under management (AUM) of Redwoods Global Asset Management, LLC is $3.04 billion. The firm's AUM has grown by 224% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $35.04 million in discretionary accounts and $3 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $8.76 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $3 billion.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Redwoods Global Asset Management, LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Redwoods Global Asset Management, LLC

Allan Siu Ki Yam joined the executive team most recently as the Member/Portfolio Manager.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Cynthia Chung Ching Liu	Managing member/chief executive officer	1 Feb 2005	75% - 100%	1258383
Allan Siu Ki Yam	Member/portfolio manager	1 Mar 2005	Other	2439653

Based in San Francisco

The principal office where Redwoods Global Asset Management, LLC performs its advisory services is located at 230 California Street, San Francisco, CA 94111 4331, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.