First Security Fund Advisers, Inc. (Little Rock)

Name: First Security Fund Advisers, Inc.
Address: 521 President Clinton Avenue, Little Rock, AR, 72201
Telephone: 501-907-2000

First Security Fund Advisers, Inc. is an investment adviser to an investment company based in Little Rock. It manages $15.13 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdictions of Alabama, Arkansas, California, and 13 other states.

First Security Fund Advisers provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

First Security Fund Advisers: assets under management

The assets under management (AUM) of First Security Fund Advisers, Inc. is $15.13 million. The company doesn't manage any assets belonging to foreign clients.

What kind of clients Michael Wayne Loveless serves?

The only and largest group of clients of Michael Wayne Loveless is investment companies with 1 clients and $15.13 million of assets under management. Among the 4 most similar advisory firms, First Security Fund Advisers has the 2nd highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $15.13 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

First Security Fund Advisers doesn't advise any private funds.

Careers at First Security Fund Advisers, Inc.

The company employs 5 people that are either part- or full-time employees. 40 percent of the employees work as investment advisers or researchers. 5 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Michael Wayne Loveless has been acting as President since 1 Dec 2014. Nathaniel Thomas Rutledge joined the executive team most recently as the Board Member.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Donald Ray Winton	Chief compliance officer	1 Dec 2014	Other	867084
Joseph Parrott Bumpers	Chief financial officer	1 Dec 2014	Other	4336359
Michael Wayne Loveless	President	1 Dec 2014	Other	501559
John Reynolds Rutledge	Chairman first security bancorp	1 Dec 2014	75% - 100%	4440855
First Security Bancorp	First security bancorp	1 Dec 2014	75% - 100%	71-0550492
Nathaniel Thomas Rutledge	Board member	1 May 2015	Other	5710030

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
John Reynolds Rutledge	Shareholder	1 Jun 1977	75% - 100%	4440855

Based in Little Rock

The principal office where First Security Fund Advisers, Inc. performs its advisory services is located at 521 President Clinton Avenue, Little Rock, AR 72201, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 501-907-2000 or by fax 501-907-4190. The normal business hours are 8:00am-5:00pm on Monday - Friday. You can find more information about the New York firm at fsfai.com.