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Cnbs, LLC (Overland Park)


Cnbs, LLC is a large advisory firm based in Overland Park. It manages $1.13 billion of regulatory assets for 16 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of Georgia and Kansas.

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Cnbs provides portfolio management for businesses and institutional clients. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Cnbs: assets under management

The assets under management (AUM) of Cnbs, LLC is $1.13 billion. The company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Cnbs, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Cnbs, LLC

Wyatt Dean Henderson has been acting as President since 1 Nov 2012. Lewis Nelson Lester joined the executive team most recently as the Ceo.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Douglas Paul Richardson Senior vice president, cfo, cco 1 Oct 1997 Other 1422834
Brian Todd Hague President/ceo 1 Jan 1998 Other 2247727
First Corporate Credit Union Stockholder 1 Jun 1998 Other 86-0369583
Paul William Pritts Director 1 Nov 1998 Other 3167882
Timothy Joseph Dougherty Senior vice president 1 Dec 1999 Other 1932639
Ronald Lee Westad Director 1 Aug 2001 Other 4450258
David Allen Savoie Director 1 Aug 2001 Other 4450270
Samuel Todd Smith Senior vice president 1 Feb 2003 Other 2769438
Arizona Federal Credit Union Member 1 Aug 2003 Other 86-0101004
Louisiana Corporate Credit Union Stockholder 1 Aug 2003 Other 72-1013943
Service Credit Union Stockholder 1 Aug 2003 Other 02-0240752
Kentucky Corporate Federal Credit Union Stockholder 1 Aug 2003 Other 61-1386951
Midwest Corporate Federal Credit Union Stockholder 1 Aug 2003 Other 45-0217292
Tricorp Federal Credit Union Stockholder 1 Aug 2003 Other 01-0340993
Linda Kay Romine Director 1 Sep 2003 Other 4714851
Georgia United Credit Union Member 1 Jan 2005 Other 58-0800932
Georgia Federal Credit Union Member 1 Jan 2005 Other 58-0800932
Ih Mississippi Valley Credit Union Member 1 Jan 2005 Other 36-2523206
John Kevin Durrance Director 1 Dec 2006 Other 5268198
James Floyd Iii Jones Director 1 Mar 2011 Other 5907343
Brian Thomas Smith Vandergriff Executive vice president - client services 1 Dec 2011 Other 4920709
Llc Aberdeen Capital Holdings Member 1 Nov 2012 50% - 75% 45-5087439
William Todd Frerichs Finance & operations 1 Nov 2012 Other 6138812
Wyatt Dean Henderson Director 1 Nov 2012 Other 6145650
David Edward Addison Director 1 Nov 2012 Other 4668549
Sanjay Kumar Md Patel Director 1 Nov 2012 Other 6145658
Arthur Allen Jones Director 1 Nov 2012 Other 2877165
Brian Thomas Smith Vandergriff Senior managing director/portfolio strategist 1 May 2013 Other 4920709
Larry Dale Harmon Interim executive director, chief compliance officer 1 May 2013 Other 2332555
Nancy Sladkey Rische Managing director, chief financial officer, finops 1 May 2013 Other 3047620
Brent Eugene Hippert Chief compliance officer 1 Mar 2014 Other 1067611
John Nicholas Caladim Ceo 1 Jul 2014 Other 2225490
William Thayer Mullally Managing director acting ceo of ria 1 Oct 2014 Other 1358944
Charles Burton Iii Honeywell Principal / acting ceo of broker dealer 1 Nov 2014 Other 1950381
Lewis Nelson Lester Ceo 1 Feb 2015 Other 1773617
Ltd Gca Strategic Investment Fund Member 1 Feb 2015 Other foreign

Indirect Owners

The SEC currently registers 11 indirect owners.

Name Entity Date acquired Ownership Employer ID
Wq Ltd Owner 1 Jan 1998 75% - 100% foreign
Nicholas L Hoskins Owner 1 Feb 2000 25% - 50% foreign
Nicholas J Hoskins Owner 1 Feb 2000 25% - 50% 6484133
Wyatt Dean Henderson Vice president 1 Apr 2012 Other 6145650
Sanjay Kumar Md Patel Secretary 1 Apr 2012 Other 6145658
William Todd Frerichs Treasurer 1 Apr 2012 Other 6138812
David Edward Addison President 1 Apr 2012 Other 4668549
Arthur Allen Jones Vice president 1 Apr 2012 Other 2877165
Llc Aberdeen Investors Owner 1 Nov 2012 75% - 100% 45-5308833
Arthur Allen Jones President 1 Aug 2013 Other 2877165
Harbour Financial Services Limited Owner 1 Jan 2014 75% - 100% foreign

Based in Overland Park

The principal office where Cnbs, LLC performs its advisory services is located at 7200 West 132 Nd Street, Overland Park, KS 66213 1135, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 913-402-2627 or by fax 913-402-2635. The normal business hours are 8:00 am - 5:00 pm ct on Monday - Friday. You can find more information about the New York firm at cnbsnet.com.


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