Infrastructure Capital Advisors, LLC (New York)

Name: Infrastructure Capital Advisors, LLC
Address: 1325 Avenue Of The Americas, New York, NY, 10019
Telephone: 212-763-8510

Infrastructure Capital Advisors, LLC is a large advisory firm based in New York. It manages $668.42 million of regulatory assets for 22 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdiction of New York.

Infrastructure Capital Advisors provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Infrastructure Capital Advisors: assets under management

The assets under management (AUM) of Infrastructure Capital Advisors, LLC is $668.42 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 765% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $668.42 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $30.38 million each.

Investments

The firm invests in exchange traded securities the most. They account for 95% of the total AUM. The second-largest asset type is investment and business development companies, which make up 5% of the firm’s portfolio.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Infrastructure Capital Advisors, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Infrastructure Capital Advisors serves?

The firm provides services to individuals, investment companies, charitable organizations, high net worth individuals, and pooled investment vehicles. The largest group of clients of Infrastructure Capital Advisors is investment companies with 3 clients and $618.16 million of assets under management. Among the 8 most similar advisory firms, Infrastructure Capital Advisors has the 2nd highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $668.42 million for 16 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Infrastructure Capital Advisors also advises several private funds. Namely, three hedge funds. The minimum investment commitment required of non-related persons is $500,000 for each fund.

Careers at Infrastructure Capital Advisors, LLC

The company employs 7 people that are either part- or full-time employees. 57 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Jay Don Hatfield	Founder and chief executive officer	1 Jan 2009	75% - 100%	1850295
Edward F. Ryan	Chief financial officer and chief operation officer	1 Apr 2011	Other	6254140
Infrastructure Capital Management Llc	Member	1 Jan 2012	75% - 100%	27-0384775
Jay Don Hatfield	Co-founder, manager, executive managing director, president, and portfolio manager	1 Jan 2012	75% - 100%	1850295
Edward F. Ryan	Co-founder, managing member, chief financial officer, chief compliance officer, chief operating officer, and portfolio manager	1 Jan 2012	Other	6254140
Llc Infrastructure Capital Management	Member	1 Jan 2012	75% - 100%	27-0384775
William S Schreier	Managing director and portfolio manager	1 May 2012	Other	1411173
David Mader	Associate	1 Sep 2012	Other	5351249
Kathryn Payne Beller	Chief compliance officer	1 Apr 2014	Other	5072413
Samuel Lee Caffrey Agoglia	General counsel and chief compliance officer	1 Feb 2018	Other	6920074

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Jay Don Hatfield	Member	1 Jun 2009	75% - 100%	1850295

Based in New York

The principal office where Infrastructure Capital Advisors, LLC performs its advisory services is located at 1325 Avenue Of The Americas, New York, NY 10019, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-763-8510 or by fax 212-763-8304. The normal business hours are 8:00 am to 6:00 pm on Monday - Friday. You can find more information about the New York firm at infracapmlp.com.