Alton Capital Management, Inc. (Alton)

Alton Capital Management, Inc. is an adviser based in Alton. It manages $66.25 million of regulatory assets for 164 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of Missouri, Nebraska, and New Hampshire.

Alton Capital Management provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Alton Capital Management: assets under management

The assets under management (AUM) of Alton Capital Management, Inc. is $66.25 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 66% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $66.25 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $403.98 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Alton Capital Management, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Alton Capital Management, Inc.

Gregory Howard Bray has been acting as President since 1 Oct 2002. Charles William Bray has served as the Chief Investment Officer since 1 Dec 1995. Dennis Robert Rose joined the executive team most recently as the Treasurer/Principal.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Charles William Bray	Chief investment officer/principal	1 Dec 1995	Other	29391
Gregory Howard Bray	President/chief compliance officer/principal	1 Oct 2002	Other	2673259
Dennis Robert Rose	Treasurer/principal	1 Jan 2004	Other	2680152
Fred Raymond Coughlin	Principal	1 Jan 2004	Other	858991
John E Greenwood	Principal	1 Jan 2004	Other	701611
Matt Dale Maberry	Investment advisor representative/principal	1 Jan 2004	Other	1907099
William Woodfin Selby	Principal	1 Jan 2004	Other	1230395
Bradley Frederick Tiemann	Principal	1 Jan 2004	Other	2436360
James Joseph Claywell	Secretary/principal	1 Jan 2004	Other	1468071

Based in Alton

The principal office where Alton Capital Management, Inc. performs its advisory services is located at 2410 State St., Alton, IL 62002, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.