Comprehensive Financial Planning Inc (East Petersburg)

Comprehensive Financial Planning Inc is a large advisory firm based in East Petersburg. It manages $122.32 million of regulatory assets for 341 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Pennsylvania.

Comprehensive Financial Planning provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and pension consulting services. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Comprehensive Financial Planning: assets under management

The assets under management (AUM) of Comprehensive Financial Planning Inc is $122.32 million. The firm's AUM has grown by 254% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $115.45 million in discretionary accounts and $6.87 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $373.63 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $214.57 thousand.

Investments

The firm invests in other assets the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Comprehensive Financial Planning Inc for their services and products based on a percentage of assets under management and hourly charges. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients David Karl Evans serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, and corporations or other businesses. The largest group of clients of David Karl Evans is high net worth individuals with 63 clients and $79.23 million of assets under management. Among the 11 most similar advisory firms, Comprehensive Financial Planning has the 3rd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $122.32 million for 341 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Comprehensive Financial Planning doesn't advise any private funds.

Careers at Comprehensive Financial Planning Inc

The company employs 5 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 5 employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

David Karl Evans has been acting as President since 1 Jan 1990. Raymond Lee Howe joined the executive team most recently as the President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
David Karl Evans	President/chief compliance officer	1 Jan 1990	75% - 100%	1060172
Richard John Walters	President & chief compliance officer & super account administrator	1 Jan 1995	75% - 100%	864624
Raymond Lee Howe	President	1 Mar 1999	75% - 100%	4341477

Based in East Petersburg

The principal office where Comprehensive Financial Planning Inc performs its advisory services is located at 5995 Lemon Street, East Petersburg, PA 17520 1329 The mailing address of the firm is 5995 Lemon St., East Petersburg, PA 17520. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 717-569-6667 or by fax 717-569-6466. The normal business hours are 9:00 am. to 4:00 pm. on Monday - Friday.