Capula Investment Us LP (Greenwich)

Capula Investment Us LP is a large advisory firm based in Greenwich. It manages $74.53 billion of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdictions of Connecticut and New York.

Capula Investment Us provides portfolio management for pooled investment vehicles and portfolio management for separately managed accounts. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Capula Investment Us: assets under management

The assets under management (AUM) of Capula Investment Us LP is $74.53 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 255% since the beginning of its operation, and $74.53 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $74.53 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $18.63 billion each.

Capula Investment Us has custody of $15.19 billion in cash and securities for 2 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in derivatives the most. They account for 100% of the total AUM.

What kind of clients Capula Investment Us serves?

The only and largest group of clients of Capula Investment Us is pooled investment vehicles with 2 clients and $74.26 billion of assets under management. Among the 8 most similar advisory firms, Capula Investment Us has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $74.26 billion for 2 clients. 100% of the firm’s clients are foreign persons or businesses.

Capula Investment Us also advises several private funds.

Careers at Capula Investment Us LP

The company employs 26 people that are either part- or full-time employees. 58 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Capula Management Us Llc	General partner	1 Dec 2009	75% - 100%	46-0524137
Ayman Mahmoud Hindy	Partner, senior portfolio manager	1 Jan 2010	Other	5076810
Christine Moore Castaldo	Chief compliance officer	1 Jan 2010	Other	2622795
Piyush Bharti	Partner, senior portfolio manager	1 Apr 2011	Other	4060587
Igor Abramov	Chief compliance officer	1 Jul 2012	Other	4831958

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Yan Nmn Huo	Shareholder	1 Oct 2005	25% - 50%	6015494
Capula Management Limited	Shareholder	1 Dec 2009	75% - 100%	98-0467326
Yan Nmn Huo	Shareholder	1 Dec 2009	25% - 50%	6015494

Based in Greenwich

The principal office where Capula Investment Us LP performs its advisory services is located at 60 Arch Street, Greenwich, CT 06830, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-542-2400 or by fax 203-542-2401. The normal business hours are 8.00am - 5.00pm on Monday - Friday.