Ccszf Management LLC (Westport)

Ccszf Management LLC is a large advisory firm based in Westport. It manages $8.81 billion of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdiction of Connecticut.

Ccszf Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ccszf Management: assets under management

The assets under management (AUM) of Ccszf Management LLC is $8.81 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 17511% since the beginning of its operation, and $8.81 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $8.81 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $8.81 billion each.

Ccszf Management has custody of $65 million in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ccszf Management LLC for their services and products based on fixed fees and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Stephen Puicheung Siu serves?

The only and largest group of clients of Stephen Puicheung Siu is pooled investment vehicles with 1 clients and $8.81 billion of assets under management. Among the 7 most similar advisory firms, Ccszf Management has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $8.81 billion for 1 clients. 100% of the firm’s clients are foreign persons or businesses.

Ccszf Management also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $100,000 for each fund.

Careers at Ccszf Management LLC

The company employs 6 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Stephen Puicheung Siu has been acting as President since 1 Mar 2016. Ju James Zhao joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Szf Capital Management Llc	Member	1 Mar 2016	25% - 50%	81-2167136
Stephen Puicheung Siu	Director	1 Mar 2016	Other	1791013
Annie Yee Man Fung	Director	1 Mar 2016	Other	5064996
Haitao (Nmn) Zhang	Director	1 Mar 2016	Other	2897380
Chi Wai Clarence Lee	Chief compliance officer	1 Mar 2016	Other	2392411
Treasury Star Holdings Limited	Shareholder - ccszf cayman ltd (relying adviser)	1 Mar 2016	75% - 100%	foreign
Star Power Holdings Limited	Managing member	1 Apr 2016	50% - 75%	36-4836904
Ju James Zhao	Chief compliance officer	1 May 2017	Other	2613959

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Ju James Zhao	Partner	1 Mar 2016	25% - 50%	2613959
Treasury Star Holdings Limited	Owner	1 Apr 2016	75% - 100%	foreign
Citic Capital Holdings Limited	Owner	1 Apr 2016	75% - 100%	foreign

Based in Westport

The principal office where Ccszf Management LLC performs its advisory services is located at 10 Wright Street, Westport, CT 06880, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-635-8079. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday.