Grupp Financial LLC (Jackson)

Name: Grupp Financial LLC
Address: 145 E Snow King Ave., Jackson, WY, 83001
Telephone: 1.307.200.6579

Grupp Financial LLC is an adviser based in Jackson. It manages $7.42 million of regulatory assets for 19 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdiction of Idaho.

Grupp Financial provides portfolio management for individuals and small businesses and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Grupp Financial: assets under management

The assets under management (AUM) of Grupp Financial LLC is $7.42 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -4% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $7.42 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $390.5 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 96% of the total AUM. The second-largest asset type is investment and business development companies, which make up 2% of the firm’s portfolio. Investments in cash and cash equivalents form 1% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Grupp Financial LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Matthew Peter Grupp serves?

The firm provides services to individuals and corporations or other businesses. The largest group of clients of Matthew Peter Grupp is corporations or other businesses with 4 clients and $7.12 million of assets under management. Among the 3 most similar advisory firms, Grupp Financial has the highest percentage of corporations or other businesses out of all clients.

The amount of regulatory assets under management is $7.42 million for 5 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Grupp Financial doesn't advise any private funds.

Careers at Grupp Financial LLC

The company employs 2 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Matthew Peter Grupp has been acting as President since 1 May 2012. Grupp Organization Llc joined the executive team most recently as the Owner.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Matthew Peter Grupp	President/chief executive officer/chief compliance officer	1 May 2012	Other	6246097
Michael John Estrada	Vp client services	1 May 2012	Other	6246101
Grupp Organization Llc	Owner	1 Jan 2017	75% - 100%	81-2852554

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Matthew Peter Grupp	Owner	1 Jan 2017	75% - 100%	6246097

Based in Jackson

The principal office where Grupp Financial LLC performs its advisory services is located at 145 E Snow King Ave., Jackson, WY 83001 The mailing address of the firm is Po Box 4995, Jackson, WY 83001. An additional office of the firm is in Post Falls, ID. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 1.307.200.6579 or by fax 1.307.200.6579. The normal business hours are 8:00 am - 5 pm on Monday - Friday. You can find more information about the New York firm at gruppfinancial.com/.