Kessler Investment Group, LLC (Columbus)

Name: Kessler Investment Group, LLC
Address: 50 Washington Street, Columbus, IN, 47201
Telephone: 812-314-0083

Kessler Investment Group, LLC is a large advisory firm based in Columbus. It manages $127.46 million of regulatory assets for 1,057 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdictions of Florida, Illinois, Indiana, and Ohio.

Kessler Investment Group provides financial planning services, portfolio management for individuals and small businesses, and selection of other advisers. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Kessler Investment Group: assets under management

The assets under management (AUM) of Kessler Investment Group, LLC is $127.46 million. The firm's AUM has grown by 85% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $109.52 million in discretionary accounts and $17.94 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $140.6 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $64.52 thousand.

Investments

The firm invests in exchange traded securities the most. They account for 68% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 23% of the firm’s portfolio. Investments in investment grade corporate bonds form 5% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Kessler Investment Group, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Kessler Investment Group serves?

The only and largest group of clients of Kessler Investment Group is individuals with 1,057 clients and $125.74 million of assets under management. Among the 8 most similar advisory firms, Kessler Investment Group has the highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $125.74 million for 1,057 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Kessler Investment Group doesn't advise any private funds.

Careers at Kessler Investment Group, LLC

The company employs 4 people that are either part- or full-time employees. 75 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There are 3 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Craig Adam Kessler	Managing member and chief compliance officer	1 Apr 2010	75% - 100%	2253386

Based in Columbus

The principal office where Kessler Investment Group, LLC performs its advisory services is located at 50 Washington Street, Columbus, IN 47201, which is also the mailing address of the firm. An additional office of the firm is in Greenwood, IN. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 812-314-0083 or by fax 812-314-0087. The normal business hours are 8am - 5pm on Monday - Friday. You can find more information about the New York firm at kesslerig.com.