Kcm Investment Advisors, LLC (San Rafael)

Name: Kcm Investment Advisors, LLC
Address: 750 Lindaro Street, San Rafael, CA, 94901
Telephone: 415-461-7788

Kcm Investment Advisors, LLC is a large advisory firm based in San Rafael. It manages $4.18 billion of regulatory assets for 2,806 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of Arizona, California, Colorado, and 28 other states.

Kcm Investment Advisors provides portfolio management for individuals and small businesses and expert witness. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Kcm Investment Advisors: assets under management

The assets under management (AUM) of Kcm Investment Advisors, LLC is $4.18 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 218% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $4.18 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.49 million each.

Investments

The firm invests in state and local bonds the most. They account for 36% of the total AUM. The second-largest asset type is exchange traded securities, which make up 34% of the firm’s portfolio. Investments in investment grade corporate bonds form 14% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Kcm Investment Advisors, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients John Crawford Pogue serves?

The firm provides services to individuals, charitable organizations, other investment advisers, high net worth individuals, and corporations or other businesses. The largest group of clients of John Crawford Pogue is high net worth individuals with 2,677 clients and $3.94 billion of assets under management. Among the 11 most similar advisory firms, Kcm Investment Advisors has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $4.18 billion for 2,814 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.

Kcm Investment Advisors doesn't advise any private funds.

Careers at Kcm Investment Advisors, LLC

The company employs 16 people that are either part- or full-time employees. 56 percent of the employees work as investment advisers or researchers. 5 employees are registered as investment adviser representatives with the state securities authorities.

There are 2 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Kcm Investment Advisors, LLC is owned by Patricia Ann Small. John Crawford Pogue has been acting as President since 1 Jun 2017. Kurt R Nunez joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Jay Aubrey Kellett	Ceo	1 Jul 1996	75% - 100%	266653
William Leonard Prince	Chief compliance officer	1 Oct 2000	Other	1656516
Patricia Ann Small	Owner	1 Oct 2015	50% - 75%	6709252
John Crawford Pogue	President	1 Jun 2017	Other	841875
Kurt R Nunez	Chief compliance officer	1 Mar 2019	Other	4327653

Based in San Rafael

The principal office where Kcm Investment Advisors, LLC performs its advisory services is located at 750 Lindaro Street, San Rafael, CA 94901, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-461-7788 or by fax 415-461-3531. The normal business hours are 6 a.m. to 4 p.m. on Monday - Friday. You can find more information about the New York firm at kcmadvisors.com.