Sceptre Investment Counsel Limited (Toronto Ontario)


Sceptre Investment Counsel Limited is an adviser based in Toronto Ontario. It manages $7.03 billion of regulatory assets for 22,200 client accounts. It has been registered with the SEC as an adviser since 2001.

Sceptre Investment Counsel Limited provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sceptre Investment Counsel Limited: assets under management

The assets under management (AUM) of Sceptre Investment Counsel Limited is $7.03 billion. The firm's AUM has gone down by -9% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $6.51 billion in discretionary accounts and $515 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $10.85 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $23.84 thousand.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Sceptre Investment Counsel Limited for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Sceptre Investment Counsel Limited

Patricia Darlene Meredith has been acting as President since 1 May 2002. David Bruce Pennycook joined the executive team most recently as the Chief Executive Officer, President & Managing Director.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
John Douglas Grant Chairman of the board 1 Apr 1965 Other 4398144
Betty Ballantine Horton Vice-president finance and secretary-treasurer 1 Aug 1988 Other 4398149
Arthur Richard Scace Director 1 May 1989 Other 4757931
William James Malouin President and chief executive officer 1 Oct 1990 Other 4398162
William Ross Walker Director 1 May 1997 Other 4754073
Richard Lee Knowles Chief operating officer 1 Mar 2000 Other 2239745
Patricia Darlene Meredith Director 1 May 2002 Other 4757939
Robert Graham Thomson Director 1 May 2005 Other 5681867
David Robinson Shaw Director 1 May 2006 Other 5681863
David Roy Morris Vice-president and chief financial officer 1 Aug 2006 Other 5206735
George Paul Jameson Director 1 May 2007 Other 830341
Glenn Roger Inamoto Chief executive officer, chief investment officer and director 1 Oct 2008 Other 5640246
David Bruce Pennycook President 1 Oct 2008 Other 4398182
Investment Counsel Ltd. Goodman & Company Shareholder 1 Nov 2008 Other xxx-xx-xxxx
David Bruce Pennycook Chief executive officer, president & managing director 1 Jul 2009 Other 4398182

Based in Toronto Ontario

The principal office where Sceptre Investment Counsel Limited performs its advisory services is located at 26 Wellington St East Ste 1200, Toronto Ontario, M5 E1 W4, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 416-360-4805 or by fax 416-367-8716. The normal business hours are 8:30am to 5:00pm on Monday - Friday. You can find more information about the New York firm at www.sceptre.ca.