Flexpath Strategies LLC (Aliso Viejo)

Flexpath Strategies LLC is a large advisory firm based in Aliso Viejo. It manages $7.08 billion of regulatory assets for 969 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdictions of California and Texas.

Flexpath Strategies provides portfolio management for pooled investment vehicles and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Flexpath Strategies: assets under management

The assets under management (AUM) of Flexpath Strategies LLC is $7.08 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 2686% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $7.08 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $7.3 million each.

Investments

The firm invests in investment and business development companies the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Flexpath Strategies LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Flexpath Strategies serves?

The only and largest group of clients of Flexpath Strategies is pension and profit sharing plans with 969 clients and $7.08 billion of assets under management. Among the 10 most similar advisory firms, Flexpath Strategies has the highest percentage of pension and profit sharing plans out of all clients.

The amount of regulatory assets under management is $7.08 billion for 969 clients. None of the firm’s clients are foreign persons or businesses.

Flexpath Strategies doesn't advise any private funds.

Careers at Flexpath Strategies LLC

The company employs 10 people that are either part- or full-time employees. 90 percent of the employees work as investment advisers or researchers. 9 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Vincent Joseph Giovinazzo	Ceo, member	1 Dec 2014	25% - 50%	1645246
Nicholas Dominic Dellavedova	President, member	1 Dec 2014	Other	2884873
Jami Ann Chapman	Chief operating officer	1 Dec 2014	Other	4082795
Jeffrey Scott Elvander	Svp, chief investment officer	1 Dec 2014	Other	4898447
Joel Barry Shapiro	Senior vice president	1 Dec 2014	Other	5104448
National Financial Partners Corp.	Member	1 Dec 2014	25% - 50%	13-4029115
Jeffrey James Groves	Chief compliance officer	1 May 2015	Other	2252184
Blake Alan Bjordahl	Chief compliance officer	1 Mar 2019	Other	1716189

Indirect Owners

The SEC currently registers 8 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Nfp Intermediate Holdings B. Corp.	Owner	1 Jul 2013	75% - 100%	46-2704384
Nfp Intermediate Holdings A. Corp.	Owner	1 Jul 2013	75% - 100%	46-2723281
Llc Nfp Parent Co	Owner	1 Jul 2013	75% - 100%	47-1953275
L.P. Madison Dearborn Capital Partners Vi A	Owner	1 Jul 2013	75% - 100%	26-1274415
L.P. Madison Dearborn Partners Vi A&C	General partner	1 Jul 2013	Other	26-1267403
Madison Dearborn Partners	General partner	1 Jul 2013	Other	157349
Llc Nfp Holdings	Owner	1 Oct 2014	75% - 100%	30-0781325
Llc Nfp Ultimate Holdings	Owner	1 Feb 2017	75% - 100%	81-5114348

Based in Aliso Viejo

The principal office where Flexpath Strategies LLC performs its advisory services is located at 120 Vantis Suite 400, Aliso Viejo, CA 92656, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 949-460-9898 or by fax 949-460-9893. The normal business hours are 8:30am - 4:30pm on Monday - Friday.