Philip Vongontard, Cfa, LLC (St.Louis)

Philip Vongontard, Cfa, LLC is a large advisory firm based in St.Louis. It manages $179.63 million of regulatory assets for 178 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdiction of Missouri.

Philip Vongontard, Cfa provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Philip Vongontard, Cfa: assets under management

The assets under management (AUM) of Philip Vongontard, Cfa, LLC is $179.63 million. The firm's AUM has grown by 556% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $176.53 million in discretionary accounts and $3.1 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $1.55 million.

Investments

The firm invests in exchange traded securities the most. They account for 65% of the total AUM. The second-largest asset type is investment grade corporate bonds, which make up 15% of the firm’s portfolio. Investments in state and local bonds form 13% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Philip Vongontard, Cfa, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Philip Vongontard, Cfa serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Philip Vongontard, Cfa is high net worth individuals with 24 clients and $167.44 million of assets under management. Among the 9 most similar advisory firms, Philip Vongontard, Cfa has the 4th highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $179.63 million for 41 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Philip Vongontard, Cfa doesn't advise any private funds.

Careers at Philip Vongontard, Cfa, LLC

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Philip Von Gontard	Chief compliance officer	1 Jul 2003	75% - 100%	4695906
Philip Nmn Von Gontard	Chief compliance officer	1 Jul 2003	75% - 100%	4695906

Based in St.Louis

The principal office where Philip Vongontard, Cfa, LLC performs its advisory services is located at 9909 Clayton Road, St.Louis, MO 63124 1120, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 314-569-2677. The normal business hours are 9 a.m. - 5 p.m. on Monday - Friday.