Garrison Loan Management LLC (New York)

Garrison Loan Management LLC is a large advisory firm based in New York. It manages $1.19 billion of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdiction of Washington.

Garrison Loan Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Garrison Loan Management: assets under management

The assets under management (AUM) of Garrison Loan Management LLC is $1.19 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 692% since the beginning of its operation, and $1.19 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $1.19 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $396.51 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Garrison Loan Management LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Garrison Loan Management serves?

The only and largest group of clients of Garrison Loan Management is pooled investment vehicles with 3 clients and $1.19 billion of assets under management. Among the 8 most similar advisory firms, Garrison Loan Management has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $1.19 billion for 3 clients. 100% of the firm’s clients are foreign persons or businesses.

Garrison Loan Management also advises several private funds. Namely, three securitized asset funds. The minimum investment commitment required of non-related persons ranges from $0 to $250,000.

Careers at Garrison Loan Management LLC

The company employs 63 people that are either part- or full-time employees. 51 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Brian Steven Chase	Chief executive officer and chief compliance officer	1 Apr 2013	75% - 100%	5855556
Julian Weldon	Chief compliance officer	1 Apr 2013	Other	5855557
Michael Lockett Butler	Chief compliance officer	1 May 2015	Other	6500145
Garrison Investment Group Lp	Member	1 Sep 2017	75% - 100%	155253
Kaitlin Mary Betancourt	Chief compliance officer	1 Mar 2018	Other	6615226

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Gig Gp Llc	Partner	1 May 2007	Other	20-8694486
Joseph B Tansey	Partner	1 May 2007	75% - 100%	3088006
Joseph B Tansey	Member and manager	1 Jul 2016	50% - 75%	3088006
Jtss Borrower Llc	Member	1 Aug 2016	Other	81-3234962

Based in New York

The principal office where Garrison Loan Management LLC performs its advisory services is located at 1290 Avenue Of The Americas, New York, NY 10104, which is also the mailing address of the firm. An additional office of the firm is in Seattle, WA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (212) 372-9500 or by fax (212) 372-9525. The normal business hours are 9:00 am - 6:00 pm on Monday - Friday.