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Neon Liberty Capital Managemet, LLC (New York)


Neon Liberty Capital Managemet, LLC is a large advisory firm based in New York. It manages $598.1 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2006.

Neon Liberty Capital Managemet provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Neon Liberty Capital Managemet: assets under management

The assets under management (AUM) of Neon Liberty Capital Managemet, LLC is $598.1 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 38% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $598.1 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $149.53 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Neon Liberty Capital Managemet, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 5 indirect owners.

Name Entity Date acquired Ownership Employer ID
Claire Aline Walton Shareholder/director/officer 1 Mar 1998 Other 1439532
John Richard Hickling Shareholder/director 1 Mar 1998 25% - 50% 1096912
Margaret Mcgetrick Horkings Shareholder/director/officer 1 Mar 1998 25% - 50% 4643134
Thomas Joseph Niedermeyer Shareholder/director/officer 1 Mar 1998 25% - 50% 1062780
Llc Neon Liberty Capital Management Gp General partner 1 Jan 2003 Other 45-0485206

Based in New York

The principal office where Neon Liberty Capital Managemet, LLC performs its advisory services is located at 230 Park Avenue, New York, NY 10169, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-983-1518 or by fax 212-983-3273. The normal business hours are 8:00 a.m. - 7:00 p.m. on Monday - Friday.


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