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Spectem Technologies LLC (New York)


Spectem Technologies LLC is a large advisory firm based in New York. It manages $100.63 million of regulatory assets for 7 client accounts. It has been registered with the SEC as an adviser since 2014.




Spectem Technologies provides portfolio management for individuals and small businesses. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Spectem Technologies: assets under management

The assets under management (AUM) of Spectem Technologies LLC is $100.63 million. The company doesn't manage any assets belonging to foreign clients.


The firm manages $1.63 million in discretionary accounts and $99 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $271.67 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $99 million.
Spectem Technologies has custody of $100.63 million in cash and securities for 7 clients in total and acts as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Spectem Technologies LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in New York

The principal office where Spectem Technologies LLC performs its advisory services is located at 200 E. 57 Th St, New York, NY 10022 The mailing address of the firm is Po Box 1045, Woodstock, NY 12498. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 914-388-0259 or by fax 845-679-3447. The normal business hours are 9am-6pm on Monday - Friday.


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