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Caracal Group, LLC (Charlotte)


Caracal Group, LLC is a related adviser based in Charlotte. It manages $50 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2010.

Caracal Group provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Caracal Group: assets under management

The assets under management (AUM) of Caracal Group, LLC is $50 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.


The firm manages $50 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $25 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Caracal Group, LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
William Collins Green Member 1 Jun 2010 50% - 75% 2540602
William John Cohane Member 1 Jun 2010 25% - 50% 4601668

Based in Charlotte

The principal office where Caracal Group, LLC performs its advisory services is located at 101 South Tryon Street, Charlotte, NC 28280, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 704.654.3900. The normal business hours are 9:00 a.m. to 5:00 p.m. on Monday - Friday.


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