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Cliffwood Partners, LLC (Los Angeles)


Cliffwood Partners, LLC is a large advisory firm based in Los Angeles. It manages $241.86 million of regulatory assets for 7 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of California.

Cliffwood Partners provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Cliffwood Partners: assets under management

The assets under management (AUM) of Cliffwood Partners, LLC is $241.86 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.


The firm manages $241.86 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $34.55 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Cliffwood Partners, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 15 indirect owners.

Name Entity Date acquired Ownership Employer ID
Cbt Advisory Group General partner 1 Sep 1994 75% - 100% 95-4397202
Carl B Yash President 1 Sep 1994 75% - 100% 2686029
Ralph Nmn Tash Trustee 1 Sep 1994 Other 4390856
Ralph Tash Trust Limited partner 1 Sep 1994 25% - 50% 36-6444340
L.P. Tash Partners General partner 1 Mar 1995 25% - 50% 95-4456098
Sundown Corp. Managing member 1 Aug 1997 Other 52-1937666
Selwyn Donald Sussman Chairman 1 Aug 1997 75% - 100% 1937999
Paloma Partners Company L.L.C. Managing member 1 Aug 1997 Other 06-1430681
Paloma International L.P. Managing member 1 Feb 1999 75% - 100% 06-1539218
Paloma Partners L.L.C. Limited partner 1 Feb 1999 50% - 75% 16-1111569
Austin Ii Funding Trust Limited partner 1 Oct 1999 25% - 50% 51-6513846
Llc Wilmington Trust Company Trustee 1 Oct 1999 Other 51-0055023
Latitude L.L.C. General partner 1 Oct 1999 Other 06-1558295
Sundown Corp. Managing member 1 Oct 1999 Other 52-1937666
Selwyn Donald Sussman Managing member 1 Oct 1999 75% - 100% 1937999

Based in Los Angeles

The principal office where Cliffwood Partners, LLC performs its advisory services is located at 11726 San Vincente Blvd, Los Angeles, CA 90049, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 310-442-0370 or by fax 310-442-0371. The normal business hours are 7:00 a.m. - 5:00 p.m. on Monday - Friday.


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