Chevy Chase Securities, Inc. (Bethesda)

Name: Chevy Chase Securities, Inc.
Address: 7501 Wisconsin Avenue, Bethesda, MD, 20814
Telephone: 240-497-7200

Chevy Chase Securities, Inc. is a large advisory firm based in Bethesda. It manages $125.13 million of regulatory assets for 922 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Arizona, California, Delaware, and 5 other states.

Chevy Chase Securities provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for pooled investment vehicles. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Chevy Chase Securities: assets under management

The assets under management (AUM) of Chevy Chase Securities, Inc. is $125.13 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 5% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $125.13 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $135.71 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Chevy Chase Securities, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Chevy Chase Securities, Inc.

George Patrick Jr Clancy has been acting as President since 1 Apr 1996. Timothy Treble joined the executive team most recently as the Chief Compliance Officer, Director Of Operations.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Alexander R M Boyle	Chairman and director	1 Jan 1984	Other	1214014
Stephen Robert Jr Halpin	Director and vice president	1 Feb 1984	Other	1229581
Richard Lee Clark	Director and president	1 Nov 1987	Other	1766494
Shannon Barrow Rowan	Vice president	1 Mar 1989	Other	1752276
Holly Price Mackay	Vice president	1 Mar 1992	Other	2250144
Frank Paul Bartolini	Vice president	1 Apr 1992	Other	2148806
Chevy Chase Financial Services Corporation	Shareholder	1 Feb 1996	75% - 100%	52-1974251
George Patrick Jr Clancy	Director	1 Apr 1996	Other	2981916
William Scott Mcsween	Director	1 Jun 1998	Other	4313623
Allison Ann Ferko	Chief legal officer	1 Jun 2001	Other	2882256
Peter Michael Welber	Director	1 Mar 2004	Other	4717090
Natalie Marie Norris	Chief compliance officer	1 May 2004	Other	2377634
Thomas James Mudlaff	President	1 Jul 2004	Other	2359466
Michelle Davidson Gottwald	Vice president, chief compliance officer, and financial and operations principal	1 Aug 2005	Other	1984588
Megan Cloughley Daufeldt	Vice president, financial and operations principal	1 Sep 2006	Other	1097595
Stephen P Theobold	Director	1 Mar 2009	Other	5652833
Stephen Patrick Theobald	Director	1 Mar 2009	Other	5652833
Matthew J Murphy	Director	1 Jul 2009	Other	2309026
Timothy Treble	Director	1 Aug 2009	Other	1699773
Timothy Treble	Chief compliance officer, director of operations	1 Feb 2010	Other	1699773

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
F.S.B. Chevy Chase Bank	Shareholder	1 Feb 1996	75% - 100%	52-0897004
Capital One Financial Corporation	Shareholder	1 Feb 2009	75% - 100%	54-1719854
N.A. Capital One	Shareholder	1 Jul 2009	75% - 100%	72-0210640

Based in Bethesda

The principal office where Chevy Chase Securities, Inc. performs its advisory services is located at 7501 Wisconsin Avenue, Bethesda, MD 20814, which is also the mailing address of the firm. An additional office of the firm is in Potomac, MD. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 240-497-7200 or by fax 240-497-7212. The normal business hours are 8:30am - 5:00pm on Monday - Friday. You can find more information about the New York firm at chevychasebank.com/html/investments.html.