Federated Investors (Uk) LLP (London)

Name: Federated Investors (Uk) LLP
Address: 150 Cheapside, London, Ec2 V 6 Et
Telephone: 44 20 7292 8620

Federated Investors (Uk) LLP is an adviser based in London. It manages $14.22 billion of regulatory assets for 8 client accounts. It has been registered with the SEC as an adviser since 2014.

Federated Investors (Uk) provides portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and provides fundamental and quantitative credit analysis to other advisers.. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Federated Investors (Uk): assets under management

The assets under management (AUM) of Federated Investors (Uk) LLP is $14.22 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 334% since the beginning of its operation, and $12.73 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $14.22 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.78 billion each.

Investments

The firm invests in non-investment grade corporate bonds the most. They account for 88% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 6% of the firm’s portfolio. Investments in investment grade corporate bonds form 5% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Federated Investors (Uk) LLP for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Federated Investors (Uk) serves?

The firm provides services to investment companies, pooled investment vehicles, and sovereign wealth funds and foreign official institutions. The largest group of clients of Federated Investors (Uk) is pooled investment vehicles with 4 clients and $8.58 billion of assets under management. Among the 8 most similar advisory firms, Federated Investors (Uk) has the 4th highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $14.22 billion for 8 clients. 63% of the firm’s clients are foreign persons or businesses.

Federated Investors (Uk) also advises several private funds. Namely, one liquidity fund. The minimum investment commitment required of non-related persons is $10,000,000 for each fund.

Careers at Federated Investors (Uk) LLP

The company employs 17 people that are either part- or full-time employees. 65 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.

Dennis F Gepp has served as the Chief Investment Officer since 1 Apr 2012. Stephen Paul Van Meter joined the executive team most recently as the Chief Compliance Officer U.S. Operations.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Federated Global Holdings Llc	Partner	1 Apr 2012	Other	36-4721861
Federated Holdings (Uk) Ltd	Partner	1 Apr 2012	75% - 100%	07888216
Gordon Joseph Ceresino	Board of governors, president, ceo	1 Apr 2012	Other	722160
Gregory Philip Dulski	Board of governors, vice president	1 Apr 2012	Other	5023811
Dennis F Gepp	Managing director/chief investment officer	1 Apr 2012	Other	6248621
Judith M Benson	Chief operating officer	1 Apr 2012	Other	6248623
Richard Anthony Novak	Treasurer	1 Apr 2013	Other	2901271
Denis Mcauley	Board of governors	1 May 2013	Other	1948264
Brian Paul Bouda	Chief compliance officer - u.s. operations	1 Sep 2013	Other	2530800
Stephen Paul Van Meter	Chief compliance officer - u.s. operations	1 Jul 2015	Other	6020413

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Federated Investors	Shareholder	1 Mar 1983	75% - 100%	25-1111467
Inc. Fii Holdings	Shareholder	1 Dec 1998	75% - 100%	51-0269881
Federated International Holdings Bv	Shareholder	1 Dec 2011	75% - 100%	98-0208599
Federated Holdings (Uk) Ltd	Shareholder	1 Jan 2012	75% - 100%	07888216

Based in London

The principal office where Federated Investors (Uk) LLP performs its advisory services is located at 150 Cheapside, London, Ec2 V 6 Et, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 44 20 7292 8620 or by fax 44 20 7292 8650. The normal business hours are 9 am to 5 pm london time on Monday - Friday. You can find more information about the New York firm at federatedinvestors.co.uk.