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Safeguard Financial And Insurance Services (San Ramon)


Safeguard Financial And Insurance Services is an adviser based in San Ramon. It manages $29.24 million of regulatory assets for 190 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdiction of California.

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Safeguard Financial And Insurance Services provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for businesses and institutional clients. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Safeguard Financial And Insurance Services: assets under management

The assets under management (AUM) of Safeguard Financial And Insurance Services is $29.24 million. The firm's AUM has grown by 14% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $24.2 million in discretionary accounts and $5.04 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $140.72 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $279.76 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Safeguard Financial And Insurance Services for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in San Ramon

The principal office where Safeguard Financial And Insurance Services performs its advisory services is located at 7355 Briza Loop, San Ramon, CA 94582, which is also the mailing address of the firm. An additional office of the firm is in Danville, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 925-627-1800 or by fax 925-888-8700. The normal business hours are 6:30 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.safeguardfinancial.com.


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