Sife (Walnut Creek)

Name: Sife
Address: 100 N. Wiget Lane, Walnut Creek, CA, 94598
Telephone: 925-988-2400

Sife is a large advisory firm based in Walnut Creek. It manages $706.55 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of California.

Sife provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sife: assets under management

The assets under management (AUM) of Sife is $706.55 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -5% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $706.55 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $706.55 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Sife for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Sife

Sife is owned by Charles Walton Jr Froehlich. Diane Katherine Belding has been acting as President since 1 Nov 1982. Joseph P. Colmery joined the executive team most recently as the Independent Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Diane Katherine Belding	Director/owner	1 Nov 1982	Other	1158679
Michael John Stead	Chief investment officer, owner	1 Nov 1995	Other	2607753
Charles Walton Jr Froehlich	Director/owner	1 Dec 1995	Other	xxx-xx-xxxx
Sharon Ellen Tudisco	Director/owner	1 Dec 1995	Other	1480632
Sam Anthony Marchese	Director/owner	1 Jul 1996	Other	1253001
Gary Arvin Isaacson	Chief financial officer	1 Nov 1997	Other	2509798
John Preston King	President, ceo, and chief compliance officer	1 Nov 1999	Other	1721113
Bruce Webb Woods	Owner & ex-president & ceo	1 Nov 1999	Other	1004326
John Louis Woods	Owner	1 Nov 1999	Other	472404
Cary D Mcreynolds	General counsel	1 Nov 1999	Other	3151126
Joseph P. Colmery	Independent director	1 Jun 2000	Other	xxx-xx-xxxx

Based in Walnut Creek

The principal office where Sife performs its advisory services is located at 100 N. Wiget Lane, Walnut Creek, CA 94598, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 925-988-2400 or by fax 925-943-1783. The normal business hours are 8:00 a.m.-5:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.sife.com.