Smith Richard Deloy (Boise)

Smith Richard Deloy is a large advisory firm based in Boise. It manages $25.3 million of regulatory assets for 180 client accounts. It has been registered with the SEC as an adviser since 2001.

Smith Richard Deloy provides portfolio management for individuals and small businesses and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Smith Richard Deloy: assets under management

The assets under management (AUM) of Smith Richard Deloy is $25.3 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -18% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $25.3 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $140.54 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Smith Richard Deloy for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Smith Richard Deloy

Smith Richard Deloy is owned by Richard Deloy Smith. Sheila Kay Baum joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Richard Deloy Smith	Owner	1 Jan 1993	75% - 100%	1276952
Sheila Kay Baum	Chief compliance officer	1 Sep 2004	Other	5030003
Richard D. Smith	Chief compliance officer	1 Sep 2004	Other	5030003
Sheila K. Baum	Chief compliance officer	1 Sep 2004	Other	5030003

Based in Boise

The principal office where Smith Richard Deloy performs its advisory services is located at 6225 N. Meeker Place, Suite 120, Boise, ID 83713, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.