Ofelia Capital LLC (New York)

Name: Ofelia Capital LLC
Address: 114 West 47 Th Street, New York, NY, 10036
Telephone: (646) 467-5295

Ofelia Capital LLC is a large advisory firm based in New York. It manages $30.55 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2010.

Ofelia Capital provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ofelia Capital: assets under management

The assets under management (AUM) of Ofelia Capital LLC is $30.55 million. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $2.29 million in discretionary accounts and $28.26 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.29 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $28.26 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ofelia Capital LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Ofelia Capital LLC

Donald Anthony Malmo has been acting as President since 1 Dec 2009. Garey Mannen Fuqua joined the executive team most recently as the President; Chief Executive Officer; Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Garey Mannen Fuqua	President; chief executive officer; chief compliance officer	1 Dec 2009	Other	2980940
Inc. Duncan Williams	Member	1 Dec 2009	75% - 100%	6950
Donald Anthony Malmo	Director	1 Dec 2009	Other	1959836
George Demetri Patikas	Director	1 Dec 2009	Other	2601622
Charles Bradley Ziemba	Director	1 Dec 2009	Other	2958875
Franklin Farley Reid	Director	1 Dec 2009	Other	1393146

Based in New York

The principal office where Ofelia Capital LLC performs its advisory services is located at 114 West 47 Th Street, New York, NY 10036, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (646) 467-5295 or by fax (212) 656-1681. The normal business hours are 8am-6pm on Monday - Friday. You can find more information about the New York firm at ofeliacapital.com.