Rondure Global Advisors, LLC (Salt Lake City)

Name: Rondure Global Advisors, LLC
Address: 136 S. Main Street, Salt Lake City, UT, 84101 1623
Telephone: 801-736-8550

Rondure Global Advisors, LLC is a large advisory firm based in Salt Lake City. It manages $277.04 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdiction of Utah.

Rondure Global Advisors provides portfolio management for investment companies and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Rondure Global Advisors: assets under management

The assets under management (AUM) of Rondure Global Advisors, LLC is $277.04 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 144% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $277.04 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $69.26 million each.

Investments

The firm invests in exchange traded securities the most. They account for 96% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 4% of the firm’s portfolio.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Rondure Global Advisors, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Rondure Global Advisors serves?

The only and largest group of clients of Rondure Global Advisors is investment companies with 2 clients and $126.64 million of assets under management. Among the 8 most similar advisory firms, Rondure Global Advisors has the highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $126.64 million for 2 clients. None of the firm’s clients are foreign persons or businesses.

Rondure Global Advisors doesn't advise any private funds.

Careers at Rondure Global Advisors, LLC

The company employs 7 people that are either part- or full-time employees. 86 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Eric William Huefner	Chief compliance officer, treasurer, secretary and manager	1 Oct 2016	Other	5239851
Laura Elizabeth Geritz	Chief executive officer and manager	1 Oct 2016	50% - 75%	3179877
Blake Harold Walker	Chairman and manager	1 Oct 2016	Other	5258360
Grandeur Peak Global Advisors	Member	1 Oct 2016	25% - 50%	158270

Indirect Owners

The SEC currently registers 15 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Blake Harold Walker	Ceo, manager and member	1 Jul 2011	25% - 50%	5258360
Eric William Huefner	President, coo, chief compliance officer, manager and member	1 Jul 2011	25% - 50%	5239851
Robert Thatcher Gardiner	Chairman and manager	1 Jul 2011	Other	2305074
Gardiner Grandeur Talents Llc	Member	1 Jul 2011	25% - 50%	45-3303151
Robert Thatcher Gardiner	Manager	1 Sep 2011	Other	2305074
Susanne Barth Gardiner	Manager	1 Sep 2011	Other	6040506
Gardiner Grandeur Talents Llc	Member	1 Jun 2012	25% - 50%	45-3303151
Robert Thatcher Gardiner	Manager	1 Jun 2012	Other	2305074
Susanne Barth Gardiner	Manager	1 Jun 2012	Other	6040506
The Gardiner Grandeur Trust	Member	1 Jun 2012	75% - 100%	45-3303151
The Gardinier Grandeur Trust	Member	1 Jun 2012	75% - 100%	45-3303151
Eric William Huefner	Trustee	1 Jun 2012	Other	5239851
Susanne Maria Hackett	Trustee	1 Dec 2017	Other	6943097
Benjamin Robert Gardiner	Trustee	1 Dec 2017	Other	6943116
Grace Thatcher Gardiner	Trustee	1 Dec 2017	Other	6943119

Based in Salt Lake City

The principal office where Rondure Global Advisors, LLC performs its advisory services is located at 136 S. Main Street, Salt Lake City, UT 84101 1623, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 801-736-8550 or by fax 801-384-0800. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at rondureglobal.com.