Pallada Asset Management (Moscow)

Name: Pallada Asset Management
Address: B. Yakimanka 1, Moscow, 119180
Telephone: 7-095-721-1350

Pallada Asset Management is a large advisory firm based in Moscow. It manages $41.24 million of regulatory assets for 16 client accounts. It has been registered with the SEC as an adviser since 2001.

Pallada Asset Management provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Pallada Asset Management: assets under management

The assets under management (AUM) of Pallada Asset Management is $41.24 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 99% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $41.24 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.58 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Pallada Asset Management for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Pallada Asset Management

John Richard Snow has been acting as President since 1 May 1998. Oxana Petrovna Moskovkina joined the executive team most recently as the Chief Legal Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Elizabeth Ann Hebert	Director general	1 Aug 1996	Other	4439668
Ruslan Vasilievich Buslov	Head of operations	1 Aug 1996	Other	4441666
Boston Capital Manager Llc	U.s. parent company	1 Aug 1996	75% - 100%	51-0374449
Julia Mikhailovna Zagachin	Director	1 Aug 1996	Other	4444954
Llc The Boston Capital Management Group	U.s. parent company	1 Aug 1996	75% - 100%	51-0374449
Lilia Viktorovna Kurpyaeva	Cfo, deputy director general	1 Sep 1996	Other	4441663
Alexander Valerievich Gudkov	Chief legal counsel	1 Mar 1997	Other	4441671
John Richard Snow	Director	1 May 1998	Other	4444940
Alan Brown	Director	1 May 1998	Other	4361714
Natalia Drobyaschenko	Director of client services	1 Jan 2002	Other	4648986
Natalia Yurievna Drobyaschenko	Director of client services	1 Jan 2002	Other	4648986
Ivan Vladimirovich Guminov	Officer	1 Apr 2002	Other	4547431
Joseph Henry Cromarty	Director	1 Mar 2003	Other	2351673
Oxana Petrovna Moskovkina	Chief legal officer	1 Sep 2003	Other	4782069

Indirect Owners

The SEC currently registers 6 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Inc. State Street Global Advisors	Owner	1 May 1998	75% - 100%	06-1313175
Inc. State Street Global Advisors	Member	1 Jul 2000	75% - 100%	06-1313175
Llc State Street Global Alliance	Shareholder	1 Jul 2000	50% - 75%	52-2289770
Inc. Limetree Investments	Member	1 Jul 2000	25% - 50%	134147037
Abp	Owner	1 Jul 2000	75% - 100%	046288081
State Street Corporation	Owner	1 Jul 2000	75% - 100%	04-2456637

Based in Moscow

The principal office where Pallada Asset Management performs its advisory services is located at B. Yakimanka 1, Moscow, 119180, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 7-095-721-1350 or by fax 7-095-721-1358. The normal business hours are 9:00 am to 8:00 pm on Monday - Friday. You can find more information about the New York firm at www.pallada.ru.