Edge Principal Advisors, LLC (New York)


Edge Principal Advisors, LLC is a large advisory firm based in New York. It manages $1.31 billion of regulatory assets for 11 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of New York.

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Edge Principal Advisors provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Edge Principal Advisors: assets under management

The assets under management (AUM) of Edge Principal Advisors, LLC is $1.31 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 192% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $1.31 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $118.72 million each.
Edge Principal Advisors has custody of $1.31 billion in cash and securities for 11 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Edge Principal Advisors, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Edge Principal Advisors serves?

The only and largest group of clients of Edge Principal Advisors is pooled investment vehicles with 11 clients and $1.31 billion of assets under management. Among the 11 most similar advisory firms, Edge Principal Advisors has the 2nd highest percentage of pooled investment vehicles out of all clients.


The amount of regulatory assets under management is $1.31 billion for 11 clients. None of the firm’s clients are foreign persons or businesses.

Edge Principal Advisors also advises several private funds. Namely, ten real estate funds. The minimum investment commitment required of non-related persons ranges from $0 to $1,000,000.

Careers at Edge Principal Advisors, LLC

The company employs 17 people that are either part- or full-time employees. 82 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Jeffrey Nmn Walker Principal - edge principal advisors, llc 1 Mar 2008 Other 4433861
Jobey Lynn Eddleman Treasurer - edge principal advisors, llc 1 Mar 2008 Other 5913737
Evan Michael Mallah Principal - edge principal advisors, llc 1 Mar 2008 Other 6029487
Paul (Nmn) Segal Vice president - edge principal advisors, llc 1 Mar 2008 Other 2935393
Darpan Subhash Kapadia Vice president - edge principal advisors, llc 1 Mar 2008 Other 4263051
Jeffrey (Nmn) Walker Principal - edge principal advisors, llc 1 Mar 2008 Other 4433861
Tiber Capital Corp. Member/owner - edge principal advisors, llc 1 Mar 2008 75% - 100% 20-0932669
Tiber Capital Corp. Member/owner - aterian investment advisors, llc 1 Aug 2009 75% - 100% 20-0932669
Michael Benjamin Fieldstone Principal - aterian investment advisors, llc 1 Aug 2009 Other 2936595
Paul (Nmn) Segal President - aterian investment advisors, llc 1 Aug 2009 Other 2935393
Darpan Subhash Kapadia Vice president - aterian investment advisors, llc 1 Aug 2009 Other 4263051
Jobey Lynn Eddleman Treasurer - aterian investment advisors, llc 1 Aug 2009 Other 5913737
Jeffrey Paul Wade Cco - edge principal advisors, llc 1 Feb 2012 Other 3137712
Llc Aterian Investment Management General partner/owner - aterian investment management, lp (relying adviser) 1 Aug 2013 75% - 100% 11-1111111
Michael Benjamin Fieldstone Principal - aterian investment management, lp (relying adviser) 1 Aug 2013 Other 2936595
Christopher Herbert Thomas Principal - aterian investment management, lp (relying adviser) 1 Aug 2013 Other 3091474
Brandon Charles Bethea Principal - aterian investment management, lp (relying adviser) 1 Aug 2013 Other 3131811
Llc Tiber Capital Partners Member/owner - edge principal advisors, llc 1 Dec 2014 75% - 100% 47-2491788
Mark (Nmn) Brennan Treasurer 1 Sep 2015 Other 5913727
Shimon Bezalel Edelstein Executive vice president, tax 1 Sep 2015 Other 6162143

Indirect Owners

The SEC currently registers 6 indirect owners.

Name Entity Date acquired Ownership Employer ID
Radion (Nmn) Segal Trustee 1 Apr 2011 25% - 50% 5913719
Radion (Nmn) Segal Trustee 1 Feb 2012 25% - 50% 5913719
Village Drive 2012 Trust Lp/owner 1 Feb 2012 25% - 50% 45-6742705
Rustic 2011 Trust Lp/owner 1 Feb 2012 25% - 50% 45-6232445
Village Drive 2012 Trust Lp/owner 1 Dec 2014 25% - 50% 45-6742705
Rustic 2011 Trust Lp/owner 1 Dec 2014 25% - 50% 45-6232445

Based in New York

The principal office where Edge Principal Advisors, LLC performs its advisory services is located at 1700 Broadway, New York, NY 10019 5905, which is also the mailing address of the firm. An additional office of the firm is in San Francisco, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-547-4380 or by fax 212-547-4390. The normal business hours are 9 am - 6 pm on Monday - Friday. You can find more information about the New York firm at edgepe.com.