Robeco Usa, Inc. (New York)

Robeco Usa, Inc. is a large advisory firm based in New York. It manages $28.42 billion of regulatory assets for 893 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdictions of Arizona, California, Connecticut, and 20 other states.

Robeco Usa provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Robeco Usa: assets under management

The assets under management (AUM) of Robeco Usa, Inc. is $28.42 billion. The company doesn't manage any assets belonging to foreign clients.

The firm manages $28.38 billion in discretionary accounts and $44 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $32.36 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $2.75 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Robeco Usa, Inc. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Robeco Usa, Inc.

Michael Anthony Jones has been acting as President since 1 Feb 2005. Paul Desmond Heathwood joined the executive team most recently as the Senior Managing Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Ronald Monroe Hoffner	Treasurer	1 Jun 2002	Other	1989324
Athanassios Michas	President & ceo	1 Jun 2002	Other	333620
Michael Evan Singer	Secretary	1 Jun 2002	Other	2536117
Robeco Deelnemingen	Owner	1 Dec 2002	75% - 100%	foreign
Robeco Us Holdings Bv	Shareholder of applicant	1 Dec 2002	75% - 100%	foreign
William John Kelly	Treasurer	1 Jan 2004	Other	4361587
Stefan T Bichsel	Ceo & president	1 Mar 2004	Other	4788226
Robert Kleinberg	Secretary	1 Apr 2004	Other	4785735
Mary Ann C. Iudice	Chief compliance officer	1 Sep 2004	Other	2796437
William John Kelly	Ceo & treasurer	1 Feb 2005	Other	4361587
Stefan T Bichsel	Chairman of the board	1 Feb 2005	Other	4788226
Michael Anthony Jones	President	1 Feb 2005	Other	4357853
Daniel Swigart Vandivort	President & cio	1 Feb 2005	Other	1261848
George Moller	Director	1 Feb 2005	Other	4914219
Cornelis Theodorus Leonardus Korthout	Director	1 Feb 2005	Other	3114544
William George Butterly	Secretary & general counsel	1 Mar 2005	Other	2357915
William John Kelly	Chief executive officer	1 Apr 2005	Other	4361587
Roland Toppen	Treasurer and chief financial officer	1 Apr 2005	Other	4935332
Robeco International Holding B.V.	Sole shareholder	1 Jun 2005	75% - 100%	foreign
Inc. Robeco Us Holding	Sole shareholder	1 Jan 2006	75% - 100%	foreign
Joseph F. Feeney	Senior managing director	1 Oct 2006	Other	5253812
Paul Desmond Heathwood	Senior managing director	1 Nov 2006	Other	4123255
Davis Barr Clayson	Senior managing director	1 Nov 2006	Other	2072297

Indirect Owners

The SEC currently registers 7 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Robeco Groep N.V.	Sole shareholder	1 Feb 2001	75% - 100%	foreign
Rabobank Nederland	Sole shareholder	1 Feb 2001	75% - 100%	foreign
Robeco Nederland B.V.	Sole shareholder	1 Dec 2002	75% - 100%	foreign
Robeco Groep N.V.	Sole shareholder	1 Dec 2003	75% - 100%	foreign
Robeco International Holding B.V.	Sole shareholder	1 Dec 2003	75% - 100%	foreign
Robeco Us Holdings Bv	Sole shareholder	1 Dec 2003	75% - 100%	foreign
B.V. Robeco International Holding	Sole shareholder	1 Jan 2006	75% - 100%	foreign

Based in New York

The principal office where Robeco Usa, Inc. performs its advisory services is located at 909 Third Avenue, New York, NY 10022, which is also the mailing address of the firm. An additional office of the firm is in Greenbrae, CA. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 212-908-9500 or by fax 212-908-0195. The normal business hours are 8:30 a.m. to 5:30 p.m. on Monday - Friday.