Vantage Infrastructure (Usa) Inc. (New York)


Vantage Infrastructure (Usa) Inc. is a large advisory firm based in New York. It manages $328.28 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2018.

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Vantage Infrastructure (Usa) provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Vantage Infrastructure (Usa): assets under management

The assets under management (AUM) of Vantage Infrastructure (Usa) Inc. is $328.28 million. The firm's AUM has grown by 34% since the beginning of its operation, and $200.96 million of the total AUM is attributable to clients outside of the United States.


The firm manages $127.32 million in discretionary accounts and $200.96 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $127.32 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $66.99 million.

Investments

The firm invests in other assets the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Vantage Infrastructure (Usa) Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Vantage Infrastructure (Usa) serves?

The only and largest group of clients of Vantage Infrastructure (Usa) is pooled investment vehicles with 1 clients and $127.32 million of assets under management. Among the 11 most similar advisory firms, Vantage Infrastructure (Usa) has the 3rd highest percentage of pooled investment vehicles out of all clients.


The amount of regulatory assets under management is $127.32 million for 1 clients. 50% of the firm’s clients are foreign persons or businesses.

Vantage Infrastructure (Usa) also advises several private funds. Namely, one other private fund.

Careers at Vantage Infrastructure (Usa) Inc.

The company employs 5 people that are either part- or full-time employees. 80 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Darius John Berendji Non-executive director 1 Feb 2015 Other 6767730
Nicholas James Cleary Director, executive director 1 Aug 2015 Other 6564292
Kevin Law Non-executive director 1 Feb 2018 Other 6936802
Peter P Galloway Chief compliance officer 1 Mar 2018 Other 4830279
Northill Gloucester Holdings Limited Shareholder 1 Aug 2018 75% - 100% foreign

Indirect Owners

The SEC currently registers 15 indirect owners.

Name Entity Date acquired Ownership Employer ID
Lm (Gp) Ltd General partner 1 Nov 2008 Other foreign
Northill Capital (Jersey) L.P. Limited partner 1 Jan 2011 75% - 100% foreign
Ernesto Silvio Maurizio Bertarelli Limited partner 1 Jan 2011 50% - 75% 6148538
Donata Guichard Bertarelli Limited partner 1 Jan 2011 25% - 50% 6148540
Ernesto Bertarelli Northill Discretionary Trust Owner 1 May 2011 50% - 75% foreign
Nc T Ltd Trustee 1 May 2011 Other foreign
Donata Bertarelli Northill Discretionary Trust Owner 1 May 2011 25% - 50% foreign
Northill Purpose Trust Owner 1 May 2011 75% - 100% foreign
Nc Pt Limited Trustee 1 May 2011 Other foreign
Northill Capital Holdings Limited General partner 1 Jun 2012 Other foreign
Northill Jersey Holidngs Lp Owner 1 Dec 2012 75% - 100% foreign
Northill Invest Lp Limited partner 1 Nov 2015 75% - 100% foreign
Waypoint Gp Limited General partner 1 Nov 2015 Other foreign
Landmark Lp Limited partner 1 Nov 2015 75% - 100% foreign
Northill Uk Management Holdings Limited Owner 1 Feb 2018 75% - 100% foreign

Based in New York

The principal office where Vantage Infrastructure (Usa) Inc. performs its advisory services is located at 575 Fifth Avenue, New York, NY 10017, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-681-2990. The normal business hours are 9:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at hastingsinfra.com.