Aspen Strategic Alliance LLC (Atlanta)

Name: Aspen Strategic Alliance LLC
Address: 817 West Peachtree Street N.W., Atlanta, GA, 30308
Telephone: 404-760-3424

Aspen Strategic Alliance LLC is an adviser based in Atlanta. It manages $22.36 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2003.

Aspen Strategic Alliance provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Aspen Strategic Alliance: assets under management

The assets under management (AUM) of Aspen Strategic Alliance LLC is $22.36 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 108% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $22.36 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $5.59 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Aspen Strategic Alliance LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Aspen Strategic Alliance LLC

James Gerald Christian has been acting as President since 1 Sep 2002. Douglas E Dunn has served as the Chief Investment Officer since 1 Sep 2002. Kenneth Eugene Banwart joined the executive team most recently as the Chairman And Cheif Executive Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Kenneth Eugene Banwart	Chairman and cheif executive officer	1 Sep 2002	Other	1015951
Douglas E Dunn	Chief investment officer	1 Sep 2002	Other	4185695
Jeremy Lee Standrod	Executive vice president	1 Sep 2002	Other	4643874
Qed Capitalworks Llc	Owner	1 Sep 2002	25% - 50%	125728
Ltd. Aspen Partners	Owner	1 Sep 2002	75% - 100%	65-0652670
James Gerald Christian	President	1 Sep 2002	Other	4643884

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Kenneth Eugene Banwart	Managing director	1 Feb 1996	50% - 75%	1015951
Jeremy Lee Standrod	Executive vice president	1 Sep 1997	Other	4643874
James Gerald Christian	President	1 Jul 1999	25% - 50%	4643884
Douglas E Dunn	Managing director	1 Feb 2002	50% - 75%	4185695
Ltd. Aspen Partners	Owner	1 Feb 2002	50% - 75%	65-0652670

Based in Atlanta

The principal office where Aspen Strategic Alliance LLC performs its advisory services is located at 817 West Peachtree Street N.W., Atlanta, GA 30308, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 404-760-3424 or by fax 404-760-3422. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.aspenstrategic.com.