Collega Capital Management, S.R.L. (Santo Domingo)

Collega Capital Management, S.R.L provides financial planning services, portfolio management for individuals and small businesses, selection of other advisers, and educational seminars and workshops. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Collega Capital Management, S.R.L: assets under management

The assets under management (AUM) of Collega Capital Management, S.R.L. is $50.6 million. The firm's AUM has gone down by -58% since the beginning of its operation, and $49.2 million of the total AUM is attributable to clients outside of the United States.

The firm manages $3.9 million in discretionary accounts and $46.7 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $557.14 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $2.75 million.

Investments

The firm invests in pooled investment vehicles the most. They account for 57% of the total AUM. The second-largest asset type is exchange traded securities, which make up 20% of the firm’s portfolio. Investments in investment grade corporate bonds form 8% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Collega Capital Management, S.R.L. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Collega Capital Management, S.R.L serves?

The only and largest group of clients of Collega Capital Management, S.R.L is individuals with 6 clients and $6.6 million of assets under management. Among the 5 most similar advisory firms, Collega Capital Management, S.R.L has the highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $6.6 million for 6 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 95% of the firm’s clients are foreign persons or businesses.

Collega Capital Management, S.R.L doesn't advise any private funds.

Careers at Collega Capital Management, S.R.L.

The company employs 2 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Based in Santo Domingo

The principal office where Collega Capital Management, S.R.L. performs its advisory services is located at Gustavo Mejia Ricart 54, Torre Solazar Piso 20, Santo Domingo, 00000, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 809 732 0411. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at collegacapital.com.

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