Kaufman + Bernstein, Inc. (Los Angeles)


Kaufman + Bernstein, Inc. is a large advisory firm based in Los Angeles. It manages $654.65 million of regulatory assets for 319 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdiction of California.

Kaufman + Bernstein provides financial planning services, pension consulting services, selection of other advisers, and on more than occasional basis, furnish advice to clients on matters not involving securities.. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

Kaufman + Bernstein: assets under management

The assets under management (AUM) of Kaufman + Bernstein, Inc. is $654.65 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 34% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $654.65 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.05 million each.
Kaufman + Bernstein has custody of $654.65 million in cash and securities for 55 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Kaufman + Bernstein, Inc. for their services and products based on hourly charges and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Kaufman + Bernstein, Inc.

Roy Darryl Kaufman has been acting as President since 1 Aug 1970. Howard M. Bernstein joined the executive team most recently as the Secretary.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Howard M. Bernstein Secretary 1 Aug 1970 50% - 75% 4434317
Roy Darryl Kaufman President 1 Aug 1970 50% - 75% 4434313
Howard Marshall Bernstein Secretary/cco 1 Aug 1970 50% - 75% 4434317

Based in Los Angeles

The principal office where Kaufman + Bernstein, Inc. performs its advisory services is located at 1925 Century Park East,, Los Angeles, CA 90067, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 310-277-1900 or by fax 310-277-1049. The normal business hours are 8:30 am to 5:30 pm on Monday - Friday. You can find more information about the New York firm at kbinc.com.