Lincolnshire Management, Inc. (New York)

Name: Lincolnshire Management, Inc.
Address: 780 Third Avenue, New York, NY, 10017 2024
Telephone: 212-319-3633

Lincolnshire Management, Inc. is a large advisory firm based in New York. It manages $655.05 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of New York.

Lincolnshire Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Lincolnshire Management: assets under management

The assets under management (AUM) of Lincolnshire Management, Inc. is $655.05 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -44% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $655.05 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $163.76 million each.

Lincolnshire Management has custody of $655.05 million in cash and securities for 4 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Lincolnshire Management, Inc. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Lincolnshire Management serves?

The only and largest group of clients of Lincolnshire Management is pooled investment vehicles with 4 clients and $655.05 million of assets under management. Among the 6 most similar advisory firms, Lincolnshire Management has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $655.05 million for 4 clients. None of the firm’s clients are foreign persons or businesses.

Lincolnshire Management also advises several private funds. Namely, four private equity funds. The minimum investment commitment required of non-related persons ranges from $5,000,000 to $10,000,000.

Careers at Lincolnshire Management, Inc.

The company employs 23 people that are either part- or full-time employees. 96 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Thomas Joseph Maloney	Chairman & ceo of registrant	1 Jul 1994	75% - 100%	6025270
Michael Joseph Lyons	President of registrant	1 Sep 1998	Other	6025276
Vineet Pruthi	Vice-president of registrant	1 Sep 1999	Other	6028164
Thomas Joseph Maloney	Limited partner of lincolnshire management, l.p.	1 Jul 2004	25% - 50%	6025270
Llc Lincolnshire Equity Iii	General partner of lincolnshire management, l.p.	1 Jul 2004	Other	20-1480957
Michael Joseph Lyons	Limited partner of lincolnshire management, l.p.	1 Oct 2006	Other	6025276
Vineet Pruthi	Limited partner of lincolnshire management, l.p.	1 Oct 2006	Other	6028164
Thomas Robert Callahan	Limited partner of lincolnshire management, l.p.	1 Oct 2006	Other	1312405
Thomas Joseph Maloney	Limited partner of lincolnshire management iv, l.p.	1 Jun 2008	25% - 50%	6025270
Llc Lincolnshire Equity Iv	General partner of lincolnshire management iv, l.p.	1 Jun 2008	Other	26-2592640
Michael Joseph Lyons	Limited partner of lincolnshire management iv, l.p.	1 Dec 2009	Other	6025276
Vineet Pruthi	Limited partner of lincolnshire management iv, l.p.	1 Dec 2009	Other	6028164
Thomas Robert Callahan	Limited partner of lincolnshire management iv, l.p.	1 Dec 2009	Other	1312405
Kevin Andrew Nappi	Chief compliance officer of registrant, lincolnshire management, l.p. and lincolnshire management iv, l.p.	1 Feb 2012	Other	6028165

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Thomas Joseph Maloney	Member and president	1 Oct 2006	50% - 75%	6025270
Thomas Joseph Maloney	Member and president	1 Dec 2007	50% - 75%	6025270

Based in New York

The principal office where Lincolnshire Management, Inc. performs its advisory services is located at 780 Third Avenue, New York, NY 10017 2024, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-319-3633 or by fax 212-755-5457. The normal business hours are 9:00 am - 6:00 pm on Monday - Friday. You can find more information about the New York firm at lincolnshiremgmt.com.