Southfield Investment Management, Inc. (Stamford)

Name: Southfield Investment Management, Inc.
Address: 1010 Washington Blvd, Stamford, CT, 06901
Telephone: 203-978-0250

Southfield Investment Management, Inc. is a large advisory firm based in Stamford. It manages $107.65 million of regulatory assets for 149 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of California, Connecticut, Massachusetts, and 3 other states.

Southfield Investment Management provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Southfield Investment Management: assets under management

The assets under management (AUM) of Southfield Investment Management, Inc. is $107.65 million. The firm's AUM has grown by 8% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $99.51 million in discretionary accounts and $8.14 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $691.06 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $1.63 million.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Southfield Investment Management, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Southfield Investment Management, Inc.

Dean Allen Godown has been acting as President since 1 Dec 1993. John Sang Hyun Kim joined the executive team most recently as the Managing Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Dean Allen Godown	President	1 Dec 1993	75% - 100%	223493
Dean Allen Godown	Managing director	1 Jul 2005	50% - 75%	223493
John Sang Hyun Kim	Managing director	1 Jul 2005	25% - 50%	4249417

Based in Stamford

The principal office where Southfield Investment Management, Inc. performs its advisory services is located at 1010 Washington Blvd, Stamford, CT 06901, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-978-0250 or by fax 203-978-0260. The normal business hours are 8:30am-5:30pm on Monday - Friday. You can find more information about the New York firm at southinvest.com.