Liberty Advisory Services Corp (Boston)

Liberty Advisory Services Corp is a large advisory firm based in Boston. It manages $606.72 million of regulatory assets for 16 client accounts. It has been registered with the SEC as an adviser since 2001.

Liberty Advisory Services Corp provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Liberty Advisory Services Corp: assets under management

The assets under management (AUM) of Liberty Advisory Services Corp is $606.72 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -31% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $606.72 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $37.92 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Liberty Advisory Services Corp for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Liberty Advisory Services Corp

Roger Sayler has been acting as President since 1 Nov 2001. Martha Ellen Fox joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Keyport Life Insurance Company	Sole shareholder of liberty advisory services corp.	1 Jan 1993	75% - 100%	05-0302931
James Joseph Klopper	Vp, secretary	1 Mar 1995	Other	1032044
Jeffery Jay Whitehead	Vp, treasurer	1 May 1995	Other	2594109
Daniel Conant Bryant	Vp	1 Jan 1998	Other	3026712
Stewart Richard Morrison	Sr vp, cio, director	1 Dec 1998	Other	4361603
Philip Konrad Polkinghorn	President, director	1 Jun 1999	Other	4361585
Liberty Funds Group Llc	Sole shareholder of liberty advisory services corp.	1 Nov 2001	75% - 100%	00-0000000
Keith Banks	President, director and chief investment officer	1 Nov 2001	Other	2460880
Roger Sayler	Director	1 Nov 2001	Other	1920994
Joseph Robert Palombo	Chief operating officer and director	1 Nov 2001	Other	2543562
Linda Begley	Chief compliance officer	1 Nov 2001	Other	2346275
Philip John Iudice	Treasurer and chief financial officer	1 Nov 2001	Other	2036589
Jean Susan Loewenberg	Clerk and chief legal officer	1 Nov 2001	Other	1811391
Keith Thomas Banks	President, ceo, director, chief investment officer and chairman	1 Nov 2001	Other	2460880
Roger A Sayler	Director, executive vice president	1 Nov 2001	Other	1920994
Martha Ellen Fox	Chief compliance officer	1 Jan 2003	Other	1647590

Indirect Owners

The SEC currently registers 11 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Liberty Financial Companies	Sole shareholder of keyport life insurance company	1 Jan 1991	75% - 100%	04-3260640
Inc. Liberty Financial Companies	Sole shareholder of keyport life insurance company	1 Jan 1993	75% - 100%	04-3260640
Liberty Mutual Equity Corporation	Direct parent of lfc holdings, inc.	1 Jan 1993	75% - 100%	04-3119508
Liberty Mutual Insurance Company	Direct parent of liberty mutual equity corporation	1 Jan 1993	75% - 100%	04-1543470
Inc. Lfc Holdings	Direct parent of liberty corporate holdings, inc.	1 Mar 1995	75% - 100%	04-3119501
Inc. Liberty Corporate Holdings	Direct parent of lfc management corporation	1 Sep 1998	75% - 100%	04-3401639
Lfc Management Corporation	Majority shareholder of liberty financial companies, inc.	1 Nov 1998	50% - 75%	04-3441689
Fleetboston Financial Corporation	Sole shareholder of fleet national bank	1 Oct 1999	75% - 100%	05-0341324
Fleet National Bank	Sole shareholder of fleet/liberty holdings, inc.	1 Nov 2001	75% - 100%	04-2472499
Inc. Fleet/Liberty Holdings	Sole member of liberty funds group llc	1 Nov 2001	75% - 100%	00-0000000
Inc. Columbia Management Group	Sole member of liberty funds group llc	1 Nov 2001	75% - 100%	01-0547933

Based in Boston

The principal office where Liberty Advisory Services Corp performs its advisory services is located at One Financial Center, Boston, MA 02111, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 800-426-3750 or by fax 617-345-0919. The normal business hours are 8:30 a.m. to 5:30 p.m. on Monday - Friday.