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Carey, Thomas, Hoover, & Breault, Inc. (Wichita)


Carey, Thomas, Hoover, & Breault, Inc. is a large advisory firm based in Wichita. It manages $140.6 million of regulatory assets for 1,115 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdiction of Kansas.

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Carey, Thomas, Hoover, & Breault provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, pension consulting services, and security ratings or pricing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Carey, Thomas, Hoover, & Breault: assets under management

The assets under management (AUM) of Carey, Thomas, Hoover, & Breault, Inc. is $140.6 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 380% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $140.6 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $126.1 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Carey, Thomas, Hoover, & Breault, Inc. for their services and products based on a percentage of assets under management, fixed fees, and commissions. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 4 indirect owners.

Name Entity Date acquired Ownership Employer ID
John Rigby Carey President 1 May 2001 25% - 50% 846339
Stephen Douglas Thomas Vice-president 1 May 2001 25% - 50% 445430
Thomas Paul Hoover Cco/secretary 1 Nov 2004 25% - 50% 1792448
Jeffrey Allen Breault Treasurer 1 Nov 2004 25% - 50% 1757281

Based in Wichita

The principal office where Carey, Thomas, Hoover, & Breault, Inc. performs its advisory services is located at 8080 E. Central, Wichita, KS 67206, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 316-634-2222 or by fax 316-634-2229. The normal business hours are 8:00 a.m.-5:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.cthb.net.


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