Uban Associates Inc (State College)

Uban Associates Inc is a large advisory firm based in State College. It manages $994.62 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2001.

Uban Associates provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Uban Associates: assets under management

The assets under management (AUM) of Uban Associates Inc is $994.62 million. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $576.98 million in discretionary accounts and $417.64 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $192.33 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $208.82 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Uban Associates Inc for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Uban Associates Inc

Mark E Pasquerilla has been acting as President since 1 Aug 2000. Orlando Brian Hanselman joined the executive team most recently as the Chairman & Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Ray Marlin Fisher	President, ceo & director	1 Jan 1997	Other	2415243
Jeffrey Albert Stopko	Evp, treasurer & director	1 Jan 1997	Other	4376334
James C Dewar	Director	1 Jan 1997	Other	4376631
Thomas C Slater	Director	1 Jan 1997	Other	4376665
Wendy Lee Rager	Vice president, secretary & coo	1 Feb 1997	Other	4376265
Inc (12g Reporting Company) Usbancorp	Parent company	1 Feb 1997	75% - 100%	25-1424278
Inc.(12g Reporting Company) Ameriserv Financial	Parent company	1 Feb 1997	75% - 100%	25-1424278
Orlando Brian Hanselman	Chairman & director	1 Aug 2000	Other	4376258
Mark E Pasquerilla	Director	1 Aug 2000	Other	4376622
Kim Walter Kunkle	Director	1 Aug 2000	Other	4376658
Howard M Picking	Director	1 Aug 2000	Other	4376664
Robert Christian Oravec	Director	1 Aug 2000	Other	4376663

Based in State College

The principal office where Uban Associates Inc performs its advisory services is located at 120 Regent Court, State College, PA 16801 7964, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.