Mony Life Insurance Co (New York)


Mony Life Insurance Co is a large advisory firm based in New York. It manages $1.38 billion of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Tennessee.

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Mony Life Insurance provides portfolio management for pooled investment vehicles and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Mony Life Insurance: assets under management

The assets under management (AUM) of Mony Life Insurance Co is $1.38 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 21% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $1.38 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $689.34 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Mony Life Insurance Co for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Mony Life Insurance Co

David M Thomas has been acting as President since 1 Apr 2002. John Clayton Norton joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
John Robert Meyer Trustee 1 Dec 1972 Other 1480895
James Lawrence Johnson Trustee 1 Oct 1986 Other 1870857
Glenn Robert Durham Trustee 1 Jun 1988 Other 1955370
James Bernard Farley Trustee 1 Oct 1988 Other 1954139
Jane Cahill Pfeiffer Trustee 1 Nov 1988 Other 1367924
Michael I Roth Trustee, chairman & ceo 1 Mar 1989 Other 1955371
Robert Holland Trustee 1 May 1990 Other 4353755
Thomas C Theobold Trustee 1 May 1990 Other 2556568
Tom Hans Barrett Trustee 1 Jul 1990 Other 4353753
Samuel Joseph Foti Trustee, president & coo 1 Jan 1991 Other 837121
Richard Daddario Executive vp & cfo 1 Jan 1991 Other 4353751
Kenneth Marc Levine Trustee, exec. vp & cio 1 Jan 1991 Other 4353758
David Vaughan Weigel Vice president & treasurer 1 May 1991 Other 2148583
David Lincoln Call Trustee 1 Jan 1993 Other 4353754
Henri Delacroixdecastries Director 1 Sep 1993 Other 2413752
Kiley Raymond Robert Trustee 1 Nov 1995 Other 4353756
Charles Paul Leone Vp & chief corp. compliance officer 1 Dec 1996 Other 3252078
The Mony Group Inc. Parent company 1 Nov 1998 75% - 100% 13-3976138
Lee Moyer Smith Senior vp & secretary 1 Sep 1999 Other 4353759
Frederick Wilkinson Kanner Trustee 1 Mar 2000 Other 4353760
Bart Robin Schwartz Senior vp & gen. counsel 1 Jun 2000 Other 2893294
David M Thomas Director 1 Apr 2002 Other 4519875
Arnold Barry Jay Brousell Chief accounting officer 1 Oct 2002 Other 4785116
Llc Mony Holdings Parent company 1 Nov 2002 75% - 100% 13-3976138
Margaret Mary Foran Director 1 Feb 2003 Other 4650504
Bruce William Calvert Director 1 Jul 2004 Other 4338414
Christopher Mark Condron Chairman, president & chief executive officer - director 1 Jul 2004 Other 51937
Denis Duverne Director 1 Jul 2004 Other 3028622
Jean Rene Fourtou Director 1 Jul 2004 Other 2273265
John Clifford Graves Director 1 Jul 2004 Other 4614074
Donald John Greene Director 1 Jul 2004 Other 2190390
James Francis Higgins Director 1 Jul 2004 Other 245358
William Edwin Charles Jarmain Director 1 Jul 2004 Other 2273266
Christina Marie Johnson Director 1 Jul 2004 Other 4614030
Scott Daniels Miller Director 1 Jul 2004 Other 4614033
Joseph Hugh Moglia Director 1 Jul 2004 Other 1302369
Stanley Bernard Tulin Vice chairman, cfo & director 1 Jul 2004 Other 4338492
Peter Joseph Tobin Director 1 Jul 2004 Other 3231098
Richard Victor Silver Evp & general counsel 1 Jul 2004 Other 2141471
Inc. Axa Financial Parent company 1 Jul 2004 75% - 100% 13-3623351
Mary Regina Henderson Director 1 Jul 2004 Other 2849961
Claus Michael Dill Director 1 Jul 2004 Other 4517642
John Clayton Norton Chief compliance officer 1 Aug 2004 Other 1337377

Based in New York

The principal office where Mony Life Insurance Co performs its advisory services is located at 1290 Avenue Of The Americas, New York, NY 10104, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-554-1234. The normal business hours are 8:30am to 4:45pm on Monday - Friday. You can find more information about the New York firm at mony.com.