Mullintbg Advisory Services, LLC (Irvine)

Name: Mullintbg Advisory Services, LLC
Address: Jamboree Center, 5 Park Plaza, Irvine, CA, 92614
Telephone: 949-794-6000

Mullintbg Advisory Services, LLC is a large advisory firm based in Irvine. It manages $425.36 million of regulatory assets for 372 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdictions of Arizona, Arkansas, California, and 12 other states.

Mullintbg Advisory Services provides selection of other advisers, publication of newsletters, educational seminars and workshops, and advisor managed model portfolio svcs, dc model portfolio services, dc nvestment advice, investment consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Mullintbg Advisory Services: assets under management

The assets under management (AUM) of Mullintbg Advisory Services, LLC is $425.36 million. The firm's AUM has grown by 555% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $382.33 million in discretionary accounts and $43.04 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.04 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $8.61 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Mullintbg Advisory Services, LLC for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Mullintbg Advisory Services, LLC

Yong Jin Lee has been acting as President since 1 May 2013. Deanna Bernice Mcmahon has served as the Chief Investment Officer since 1 Sep 2006 and James Wallace Mcinnes is the Chief Executive Officer of Mullintbg Advisory Services, LLC family office. Joseph Edward Hess joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Llc Mullintbg Insurance Agency Services	Managing member	1 Sep 2006	75% - 100%	20-4106571
Deanna Bernice Mcmahon	Chief investment officer	1 Sep 2006	Other	1701163
Michael Robert Shute	Chairman and ceo	1 Sep 2006	Other	1734950
Robert Charles Shier	President and chief compliance officer	1 Sep 2006	Other	2198996
Michael Glickman	Chief financial officer	1 Sep 2006	Other	2128705
Thomas Charles Schiaffo	Functions as chief legal officer	1 Oct 2008	Other	3152014
Thomas Charles Schiaffo	Vice president, corporate counsel and secretary	1 Aug 2009	Other	3152014
George A Castineiras	Chief executive officer	1 Jan 2012	Other	2108311
Arnold Hyunoo Kim	Chief operating officer	1 Aug 2012	Other	3213747
Merve Costanzo	Chief compliance officer	1 Nov 2012	Other	5883841
Michael Anthony Pignatella	Vice president, corporate counsel and secretary	1 Nov 2012	Other	6012162
Yong Jin Lee	President	1 May 2013	Other	6054838
Yong J Lee	President	1 May 2013	Other	6054838
James Wallace Mcinnes	Chief executive officer	1 Jan 2015	Other	3184116
Vincent Anthony Grillo	President	1 Jun 2015	Other	5862994
Brady Alan Geissbuhler	Chief operating officer	1 Jun 2015	Other	3115312
Joseph Edward Hess	Chief compliance officer	1 Dec 2015	Other	5273849

Indirect Owners

The SEC currently registers 6 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Llc Prudential Holdings	Shareholder	1 Dec 2001	75% - 100%	22-3703799
Inc. Prudential Financial	Member	1 Dec 2001	75% - 100%	22-3703799
Llc Mc Insurance Agency Services	Member	1 Sep 2006	50% - 75%	95-4846137
Tbg Insurance Services Corporation	Member	1 Sep 2006	50% - 75%	20-2004636
Llc Prudential Retirement Holdings	Member	1 Oct 2008	75% - 100%	22-1211670
The Prudential Insurance Company Of America	Member	1 Oct 2008	75% - 100%	22-1211670

Based in Irvine

The principal office where Mullintbg Advisory Services, LLC performs its advisory services is located at Jamboree Center, 5 Park Plaza, Irvine, CA 92614, which is also the mailing address of the firm. An additional office of the firm is in El Segundo, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 949-794-6000 or by fax 949-794-6091. The normal business hours are 9:00am-5:00pm on Monday - Friday. You can find more information about the New York firm at www2.mullintbg.com/.